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Institutional Investment Manager
Oxbow Advisors, LLC
Oxbow Advisors, LLC (CIK: 0001564770) incorporated in Texas, located at 200 West 6th Street, Austin, TX. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q3)
Original 13F HR (0001564770-15-000004) filed in 2015.11.03
#
Name
Shares
Value ($)
%
Options
Notes
51 NUVEEN PREMIER MUN INCOME FD COM 194,992 2,545 0.53%
52 STARBUCKS CORP 44,050 2,504 0.52%
53 PFIZER INC 79,205 2,488 0.52%
54 NUVEEN SELECT QUALITY MUN FD 185,519 2,480 0.52%
55 VISA INC CL A COMMON STOCK 32,940 2,295 0.48%
56 VENTAS INC REIT 40,550 2,273 0.47%
57 3M CO 15,908 2,255 0.47%
58 GILEAD SCIENCES INC 22,750 2,237 0.47%
59 DISNEY WALT CO 21,632 2,211 0.46%
60 CHEVRON CORP NEW 26,984 2,129 0.44%
61 OMEGA HEALTHCARE INVS INC 58,488 2,056 0.43%
62 NUVEEN QUALITY PFD INC FD 3 254,390 2,040 0.43%
63 GLOBAL X FDS 103,250 2,029 0.42%
64 BED BATH & BEYOND INC 34,970 1,994 0.42%
65 XEROX CORP 199,825 1,944 0.41%
66 AMGEN INC 13,854 1,916 0.40%
67 Calamos Convertible & High Inc 174,978 1,902 0.40%
68 Ishares - Japan 164,800 1,884 0.39%
69 ENERGY TRANSFER PART LP 45,237 1,858 0.39%
70 GALLAGHER ARTHUR J & CO 44,570 1,840 0.38%
71 COCA COLA CO 45,172 1,812 0.38%
72 CORNING INC 101,111 1,731 0.36%
73 NUVEEN CREDIT STRATEGIES INCOM 212,776 1,698 0.35%
74 DIVIDEND & INCOME FD COM NEW 153,505 1,666 0.35%
75 STONECASTLE FINL CORP 97,832 1,646 0.34%
76 COHEN & STEERS INFRASTRUCTUR 85,760 1,635 0.34%
77 NUVEEN QUALITY INCOME MUNI FUND 116,323 1,569 0.33%
78 CALAMOS STRATEGIC TOTL RETN 159,050 1,478 0.31%
79 ALLIANZGI CONV & INCOME FD 250,924 1,463 0.31%
80 PROCTER AND GAMBLE CO 20,232 1,455 0.30%
81 NUVEEN PREFERRED INCOME OPPORT 157,005 1,411 0.29%
82 BP PLC 40,991 1,253 0.26%
83 BHP BILLITON LTD 39,000 1,233 0.26%
84 NUVEEN REAL ESTATE INCOME FD 117,800 1,184 0.25%
85 INTERNATIONAL BUSINESS MACHS 8,157 1,183 0.25%
86 Texas Capital Bancshares Inc 22,000 1,153 0.24%
87 POTASH CORP SASK INC 55,770 1,146 0.24%
88 LEGGETT &PLATT INC 26,546 1,095 0.23%
89 FORD MTR CO DEL 77,730 1,055 0.22%
90 RYDEX ETF TRUST 21,125 1,046 0.22%
91 WESTPAC BKG CORP 47,026 993 0.21%
92 HARTFORD FINL SVCS GROUP INC 21,221 971 0.20%
93 PowerShares CEF Income Composi 45,545 956 0.20%
94 ConocoPhillips 18,607 892 0.19%
95 FEDERATED HERMES INC CL B 30,716 888 0.19%
96 WELLS FARGO & CO NEW 17,215 884 0.18%
97 NUVEEN FLOATG RATE INCM 87,952 875 0.18%
98 COACH INC 28,405 822 0.17%
99 VANGUARD INDEX FDS 7,860 776 0.16%
100 WILLIAMS PARTNERS L P NEW 23,390 747 0.16%
Page 2 of 5
Restatement filing (0001564770-15-000005) filed in 2015.11.03
#
Name
Shares
Value ($)
%
Options
Notes
1 ABERDEEN ASIA PACIFIC INCOM 6,216,910 27,976 4.60%
2 CENTER COAST MLP & INFRSTR FD COM SHS 2,234,889 26,081 4.29%
3 TALLGRASS ENERGY PAR 526,170 20,673 3.40%
4 TARGA RESOURCES 625,862 18,175 2.99%
5 Oneok Partners LP 555,773 16,262 2.68%
6 EXXON MOBIL CORP 190,303 14,150 2.33%
7 GAMCO GLOBAL GOLD NAT RES & 2,636,386 13,156 2.17%
8 Kinder Morgan Inc 425,535 11,779 1.94%
9 HATTERAS FINL CORP COM 725,015 10,984 1.81%
10 BLACKROCK CR ALLOCATION INCO 862,088 10,492 1.73%
11 NUVEEN AMT FREE QLTY MUN INC 780,287 10,167 1.67%
12 MICROSOFT CORP 228,933 10,135 1.67%
13 Flaherty and Crumrine Dynamic 432,982 9,690 1.59%
14 NUVEEN PREM INCOME MUN FD 2 636,271 8,685 1.43%
15 Enbridge Energy Management LLC 347,727 8,269 1.36%
16 RYDEX ETF TRUST 109,252 8,037 1.32%
17 APPLE INC 72,222 7,970 1.31%
18 NUVEEN PREM INCOME MUN FD 516,356 6,919 1.14%
19 GAMCO NAT RES GOLD & INCOME 1,138,136 6,590 1.08%
20 Enbridge Energy Partners LP 252,617 6,245 1.03%
21 ADVENT CLAYMORE CV SECS & IN 459,364 6,050 1.00%
22 TALLGRASS ENERGY GP LP SHS CLASS A 298,436 5,930 0.98%
23 INVESCO SR INCOME TR 1,379,375 5,766 0.95%
24 GILEAD SCIENCES INC 56,715 5,563 0.92%
25 POPULAR INC COM NEW 179,175 5,416 0.89%
26 AT&T INC 164,781 5,368 0.88%
27 FLAHERTY CRUMRINE PFD SECS 285,995 5,362 0.88%
28 WESTPAC BKG CORP 252,742 5,322 0.88%
29 ENTERPRISE PRODS PARTNERS L 197,960 4,930 0.81%
30 Tortoise MLP Fund 266,787 4,888 0.80%
31 JPMORGAN CHASE & CO 79,700 4,860 0.80%
32 AMC NETWORKS INC CL A 65,800 4,809 0.79%
33 IAC INTERACTIVECORP 73,370 4,793 0.79%
34 SENIOR HOUSING PROPERTIES TRUST 292,751 4,743 0.78%
35 MCCORMICK & CO INC 57,245 4,704 0.77%
36 KKR & CO LP COMMON UNITS 267,567 4,487 0.74%
37 UNDER ARMOUR INC 46,010 4,453 0.73%
38 BLACKROCK TAXABL MUNI BN 216,187 4,363 0.72%
39 CLOUGH GLOBAL OPPORTUNIT 406,546 4,350 0.72%
40 Adt Corp 142,880 4,271 0.70%
41 ALLY FINL INC 206,020 4,192 0.69%
42 CITIGROUPINC 83,666 4,151 0.68%
43 BRISTOL MYERS SQUIBB CO 65,998 3,907 0.64%
44 PAYCHEX INC 68,265 3,897 0.64%
45 Nuveen Build America Bond Oppo 195,337 3,793 0.62%
46 BANK AMER CORP 238,795 3,721 0.61%
47 PLAINS ALL AMERN PIPELINE L 120,728 3,668 0.60%
48 DISCOVERY COMMUNICATNS NEW 136,480 3,557 0.59%
49 NCR CORP NEW 154,705 3,522 0.58%
50 SINCLAIR BROADCAST GROUP INC 137,800 3,489 0.57%
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