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Institutional Investment Manager
Carroll Financial Associates, Inc.
Carroll Financial Associates, Inc. (CIK: 0001567784) incorporated in North Carolina, located at 4521 Sharon Road, Charlotte, NC. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0000909012-14-000205) filed in 2014.05.02
#
Name
Shares
Value ($)
%
Options
Notes
151 POWERSHARES ETF TR II 9,500 189 0.06%
152 TIME WARNER INC NEW 1,293 177 0.06%
153 AMERICAN TOWER CORP NEW 2,165 177 0.06%
154 TEVA PHARMACEUTICAL INDS LTD 3,332 176 0.06%
155 MONDELEZ INTL INC 5,027 174 0.06%
156 HARTFORD FINL SVCS GROUP INC 4,823 170 0.06%
157 EATON VANCE TX MNG BY WRT OP 11,860 168 0.06%
158 CVS HEALTH CORP 2,241 168 0.06%
159 PNC FINL SVCS GROUP INC 1,929 168 0.06%
160 GENUINE PARTS CO 1,927 167 0.05%
161 EXPRESS SCRIPTS HLDG CO 2,152 162 0.05%
162 SOUTHWESTERN ENERGY CO 3,500 161 0.05%
163 ISHARES TR 4,570 160 0.05%
164 ENERGY TRANSFER L P 3,400 159 0.05%
165 MARTIN MARIETTA MATLS INC 1,200 154 0.05%
166 INDEXIQ ETF TR 6,100 154 0.05%
167 WPP PLC NEW 1,480 153 0.05%
168 BARCLAYS BANK PLC 5,800 151 0.05%
169 ISHARES TR 5,000 150 0.05%
170 NEWELL BRANDS 5,000 150 0.05%
171 BLACKSTONE GROUP L P 4,500 150 0.05%
172 FORD MTR CO DEL 9,634 150 0.05%
173 ISHARES TR 2,555 149 0.05%
174 POWERSHARES GLOBAL ETF FD 7,000 148 0.05%
175 FIRST FINL HLDGS INC NEW 2,367 148 0.05%
176 CITIGROUPINC 3,077 146 0.05%
177 ROYAL DUTCH SHELL PLC 1,993 146 0.05%
178 NORFOLK SOUTHERN CORP 1,470 143 0.05%
179 AMERICA MOVIL SAB DE CV 7,022 140 0.05%
180 CONSOLIDATED EDISON INC 2,613 140 0.05%
181 ARCHER DANIELS MIDLAND CO 3,178 138 0.05%
182 EXELON CORP 4,100 138 0.05%
183 PLAINS ALL AMERN PIPELINE L 2,446 135 0.04%
184 TARGET CORP 2,235 135 0.04%
185 WisdomTree Earnings 500 ETF 2,000 131 0.04%
186 OGE ENERGY CORP 3,566 131 0.04%
187 GLAXOSMITHKLINE PLC 2,448 131 0.04%
188 Fidus Investment Corp 6,710 130 0.04%
189 CATERPILLAR INC 1,291 128 0.04%
190 LABORATORY CORP AMER HLDGS 1,300 128 0.04%
191 NATIONAL BANKSHARES INC VA 3,500 128 0.04%
192 DIAGEO P L C 1,017 127 0.04%
193 SCHWAB CHARLES CORP 4,600 126 0.04%
194 REGIONS FINANCIAL CORP NEW 11,253 125 0.04%
195 E M C CORP MASS COM 4,521 124 0.04%
196 HERSHEY CO 1,190 124 0.04%
197 NEXTERA ENERGY INC 1,284 123 0.04%
198 QEP RES INC 4,000 118 0.04%
199 COSTCO WHSL CORP NEW 1,038 116 0.04%
200 COMCAST CORP NEW 2,277 114 0.04%
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