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INDEXIQ ETF TR
INDEXIQ ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 19 Institutional holders with a total value of $19,101,700.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 262,877 6,638,000 34.75%
2 MORGAN STANLEY 154,141 3,892,000 20.38%
3 SUSQUEHANNA INTERNATIONAL GROUP, LLP 90,012 2,273,000 11.90%
4 ROYAL BANK OF CANADA 42,054 1,062,000 5.56%
5 Ancora Advisors LLC 35,749 903,000 4.73%
6 NATIONAL PLANNING CORP 33,286 849,000 4.44%
7 SPINNAKER TRUST 25,930 655,000 3.43%
8 Gradient Investments LLC 20,251 511,000 2.68%
9 BANK HAPOALIM BM 19,301 487,000 2.55%
10 SG Americas Securities, LLC 18,485 467,000 2.44%
11 WFG Advisors, LP 13,614 344,000 1.80%
12 LPL Financial LLC 11,613 293,000 1.53%
13 Texas Yale Capital Corp. 10,810 273,000 1.43%
14 AMERIPRISE FINANCIAL INC 6,510 164,000 0.86%
15 Carroll Financial Associates, Inc. 6,100 154,000 0.81%
16 AMERICAN INTERNATIONAL GROUP, INC. 2,800 70,700 0.37%
17 DEUTSCHE BANK AG\ 2,500 63,000 0.33%
18 MSI Financial Services Inc 70 2,000 0.01%
19 ENVESTNET ASSET MANAGEMENT INC 43 1,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.