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Institutional Investment Manager
Carroll Financial Associates, Inc.
Carroll Financial Associates, Inc. (CIK: 0001567784) incorporated in North Carolina, located at 4521 Sharon Road, Charlotte, NC. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0000909012-14-000205) filed in 2014.05.02
#
Name
Shares
Value ($)
%
Options
Notes
101 PEOPLES BANCORP N C INC 24,864 388 0.13%
102 UBS AG LONDON BRH ETRACS MTH2XRE 17,300 377 0.12%
103 BNC BANCORP 21,702 376 0.12%
104 RYDEX ETF TRUST 5,100 372 0.12%
105 SCHLUMBERGER LTD 3,778 368 0.12%
106 SUPERIOR INDS INTL INC COM 17,900 367 0.12%
107 UBS AG LONDON BRH 13,000 365 0.12%
108 MERCK & CO INC 6,378 362 0.12%
109 SPDR SER TR 4,925 362 0.12%
110 VISA INC 1,671 361 0.12%
111 KINDER MORGAN INC DEL 10,858 353 0.12%
112 ISHARES TR 4,057 351 0.12%
113 COLUMBIA PPTY TR INC 12,730 347 0.11%
114 Kinder Morgan Inc. 4,647 344 0.11%
115 DOMINION ENERGY INC 4,755 338 0.11%
116 LUMEN TECHNOLOGIES INC 10,081 331 0.11%
117 SELECT SECTOR SPDR TR 8,625 314 0.10%
118 STATE STR CORP 4,500 313 0.10%
119 JOHNSON CTLS INTL PLC 6,617 313 0.10%
120 PRAXAIR INC 2,371 311 0.10%
121 FIFTH THIRD BANCORP 13,327 306 0.10%
122 POWERSHARES ETF TRUST II 12,000 299 0.10%
123 SUNTRUST BKS INC 7,505 299 0.10%
124 EMERSON ELEC CO 4,463 298 0.10%
125 AMERICAN EXPRESS CO 3,281 295 0.10%
126 WISDOMTREE INVTS INC 22,300 293 0.10%
127 UNION PAC CORP 1,548 290 0.10%
128 POWERSHARES ETF TRUST 2,800 278 0.09%
129 CLOROX CO DEL 3,033 267 0.09%
130 NIKE INC 3,590 265 0.09%
131 ETFS GOLD TR 2,050 258 0.08%
132 RAYMOND JAMES FINANC 4,500 252 0.08%
133 NOVARTIS A G 2,954 251 0.08%
134 SANDISK CORP 3,000 244 0.08%
135 UBS AG JERSEY BRANCH 4,300 242 0.08%
136 ISHARES NASDAQ BIOTECHNOLOGY ETF 214 239 0.08%
137 GOLUB CAP BDC INC 13,400 239 0.08%
138 EATON VANCE RISK MNGD DIV EQ 21,000 237 0.08%
139 ONEOK PARTNERS LP 4,400 236 0.08%
140 ETFS SILVER TR 12,000 234 0.08%
141 POWERSHARES QQQ TRUST 2,592 227 0.07%
142 ISHARES TR 2,394 218 0.07%
143 DOLLAR TREE INC 4,170 218 0.07%
144 VANGUARD INTL EQUITY INDEX F 5,314 216 0.07%
145 ZIMMER BIOMET HLDGS INC 2,277 215 0.07%
146 GILEAD SCIENCES INC 2,976 211 0.07%
147 ISHARES TR 873 206 0.07%
148 PPG INDS INC 1,023 198 0.06%
149 ANADARKO PETE CORP 2,325 197 0.06%
150 VANGUARD WORLD FDS 1,848 196 0.06%
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