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Institutional Investment Manager
Carroll Financial Associates, Inc.
Carroll Financial Associates, Inc. (CIK: 0001567784) incorporated in North Carolina, located at 4521 Sharon Road, Charlotte, NC. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0000909012-14-000205) filed in 2014.05.02
#
Name
Shares
Value ($)
%
Options
Notes
1 AVIAT NETWORKS INC COM 22 0 0.00%
2 BLACKBERRY LTD 15 0 0.00%
3 BLACK DIAMOND INC 25 0 0.00%
4 AOL INC 4 0 0.00%
5 BLACKROCK FLOATING RATE INCO 13 0 0.00%
6 WEBMD HEALTH CORP 3 0 0.00%
7 WELLS FARGO MULTI SECTOR INC 20 0 0.00%
8 CERAGON NETWORKS LTD 25 0 0.00%
9 NUVEEN PFD INCOME OPPORTUN 38 0 0.00%
10 ISHARES TR 4 0 0.00%
11 PENNEY J C 25 0 0.00%
12 PENSKE AUTOMOTIVE GRP INC 10 0 0.00%
13 PEOPLES UNITED FINANCIAL INC 14 0 0.00%
14 PETROLEO BRASILEIRO SA PETRO 32 0 0.00%
15 PHOTOMEDEX INC COM PAR $0.01 2 0 0.00%
16 PIMCO MUN INCOME FD II 7 0 0.00%
17 PIMCO HIGH INCOME FD 7 0 0.00%
18 INTELIQUENT ORD 30 0 0.00%
19 PIPER JAFFRAY COS 5 0 0.00%
20 HYDROGENICS CORP NEW 4 0 0.00%
21 PLUG POWER INC 10 0 0.00%
22 POWERSHARES ETF TRUST II 20 0 0.00%
23 GOLD FIELDS LTD NEW 109 0 0.00%
24 FUSION-IO INC 30 0 0.00%
25 MILLER INDS INC TENN COM NEW 20 0 0.00%
26 MURPHY OIL 2 0 0.00%
27 LIFEPOINT HEALTH INC 1 0 0.00%
28 FUELCELL ENERGY INC COM 100 0 0.00%
29 PROTHENA CORP PLC 1 0 0.00%
30 ROBERT HALF INTL INC 5 0 0.00%
31 ROUSE PPTYS INC 19 0 0.00%
32 FIRSTMERIT CORPORATION 24 0 0.00%
33 AMERICAN AIRLS GROUP INC 15 0 0.00%
34 FINISAR CORP 2 0 0.00%
35 SANOFI 42 0 0.00%
36 TELEFONAKTIEBOLAGET LM ERICS 25 0 0.00%
37 ENTREMED INC 9 0 0.00%
38 SCHWAB U.S. BROAD MARKET ETF 6 0 0.00%
39 ACCO BRANDS CORPORATION COM 16 0 0.00%
40 SCHWAB U.S. SMALL-CAP ETF 4 0 0.00%
41 SCHWAB EMERGING MARKETS EQUITY ETF 5 0 0.00%
42 SCHWAB INTERNATIONAL EQUITY ETF 5 0 0.00%
43 SCHWAB U.S. REIT ETF 4 0 0.00%
44 EATON VANCE ENHANCED EQ INC 9 0 0.00%
45 EAST WEST BANCORP INC 4 0 0.00%
46 NORTHERN TRUST 7 0 0.00%
47 EARTHLINK HOLDINGS ORD 100 0 0.00%
48 SIBANYE STILLWATER 27 0 0.00%
49 SIMPSON MFG INC COM 10 0 0.00%
50 COMPANHIA PARANAENSE ENERG C SPON ADR PFD 12 0 0.00%
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