Dark
Light
System
Institutional Investment Manager
Carroll Financial Associates, Inc.
Carroll Financial Associates, Inc. (CIK: 0001567784) incorporated in North Carolina, located at 4521 Sharon Road, Charlotte, NC. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0000909012-14-000423) filed in 2014.11.13
#
Name
Shares
Value ($)
%
Options
Notes
1 Ubs Ag Shs New 0 0 0.00%
2 SK TELECOM LTD 0 0 0.00%
3 Siemens AG 0 0 0.00%
4 SUMITOMO MITSUI FINL GROUP I 0 0 0.00%
5 CNOOC LTD 0 0 0.00%
6 ACTUA CORP 1 0 0.00%
7 LIFEPOINT HEALTH INC 1 0 0.00%
8 PROTHENA CORP PLC 1 0 0.00%
9 JACOBS ENGR GROUP INC 2 0 0.00%
10 VERITIV CORP 2 0 0.00%
11 MURPHY OIL 2 0 0.00%
12 JDS UNIPHASE CORP COM PAR $0.001 2 0 0.00%
13 PHOTOMEDEX INC COM PAR $0.01 2 0 0.00%
14 SYCAMORE NETWRKS INC 2 0 0.00%
15 FINISAR CORP 2 0 0.00%
16 HSN Inc 3 0 0.00%
17 WEBMD HEALTH CORP 3 0 0.00%
18 HYDROGENICS CORP NEW 4 0 0.00%
19 CACI INTL INC CL A 4 0 0.00%
20 EAST WEST BANCORP INC 4 0 0.00%
21 STERLING CONSTRUCTION CO INC 4 0 0.00%
22 PIPER JAFFRAY COS 4 0 0.00%
23 VANGUARD LONG TERM BOND ETF 4 0 0.00%
24 AOL INC 4 0 0.00%
25 SCHWAB U.S. SMALL-CAP ETF 4 0 0.00%
26 SCHWAB U.S. REIT ETF 4 0 0.00%
27 ROBERT HALF INTL INC 5 0 0.00%
28 ALEX REAL ESTATE EQ 5 0 0.00%
29 SCHWAB INTERNATIONAL EQUITY ETF 5 0 0.00%
30 SCHWAB EMERGING MARKETS EQUITY ETF 5 0 0.00%
31 TUTOR PERINI CORP 5 0 0.00%
32 SCHWAB U.S. BROAD MARKET ETF 6 0 0.00%
33 PIONEER FLOATING RATE TR 6 0 0.00%
34 PIMCO MUN INCOME FD II 7 0 0.00%
35 CA INC 7 0 0.00%
36 UNISYS CORP 7 0 0.00%
37 PANERA BREAD CO 8 1 0.00%
38 ALLEGHANY CORP 8 3 0.00%
39 ICAHN ENTERPRISES LP 8 0 0.00%
40 CASI PHARMACEUTICALS INC COM 9 0 0.00%
41 EATON VANCE ENHANCED EQ INC 9 0 0.00%
42 MAGELLAN HEALTH INC COM NEW 10 0 0.00%
43 CABOT MICROELECTRONICS CP 10 0 0.00%
44 PENSKE AUTOMOTIVE GRP INC 10 0 0.00%
45 BUFFALO WILD WINGS INC 10 1 0.00%
46 BLUCORA INC 10 0 0.00%
47 PLUG POWER INC 10 0 0.00%
48 SIMPSON MFG INC COM 10 0 0.00%
49 ASCENT CAP GROUP INC 10 0 0.00%
50 SEMPRA ENERGY 11 1 0.00%
Page 1 of 19