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Institutional Investment Manager
Carroll Financial Associates, Inc.
Carroll Financial Associates, Inc. (CIK: 0001567784) incorporated in North Carolina, located at 4521 Sharon Road, Charlotte, NC. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0000909012-16-000582) filed in 2016.10.11
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR MSCI UTD KNGDM 1,169 18 0.00%
2 3M CO 12,341 2,174 0.33%
3 ABBOTT LABS 5,864 247 0.04%
4 ABBVIE INC 4,158 262 0.04%
5 ABERCROMBIE & FITCH CO 1,204 19 0.00%
6 ACCENTURE PLC IRELAND 775 94 0.01%
7 ACRE RLTY INVS INC 5,141 6 0.00%
8 ACTIVISION BLIZZARD INC 120 5 0.00%
9 ACTUA CORP 1 0 0.00%
10 ACUITY BRANDS INC 137 36 0.01%
11 ADAM NAT RES FD INC 842 16 0.00%
12 ADOBE INC 1,904 206 0.03%
13 ADVANCE AUTO PARTS INC 600 89 0.01%
14 ADVISORY BRD CO COM 160 7 0.00%
15 AEGON N V 2,766 10 0.00%
16 AETNA INC NEW 630 72 0.01%
17 AFLAC INC 7,095 509 0.08%
18 AGILENT TECHNOLOGIES INC 352 16 0.00%
19 AGRIUM INC 300 27 0.00%
20 AIR PRODS & CHEMS INC 133 19 0.00%
21 AIR TRANSPORT SERVICES GRP I 180 2 0.00%
22 AKAMAI TECHNOLOGIES INC 216 11 0.00%
23 ALBEMARLE CORP 1,381 118 0.02%
24 ALCOA INC COM 2,073 21 0.00%
25 ALIBABA GROUP HLDG LTD 750 79 0.01%
26 ALIGN TECHNOLOGY INC 2,180 204 0.03%
27 ALLEGION PUB LTD CO 23 1 0.00%
28 ALLERGAN PLC 555 127 0.02%
29 ALLIANCE DATA SYSTEMS CORP 65 13 0.00%
30 ALLIANZGI CONV INCOME FD I 5,150 30 0.00%
31 ALLIANZGI CONV & INCOME FD 986 6 0.00%
32 ALLIANZGI DIVIDEND INT PRM 500 6 0.00%
33 ALLSTATE CORP 2,868 198 0.03%
34 ALPHABET INC 436 338 0.05%
35 ALPHABET INC 560 450 0.07%
36 ALPS ETF TR 139 5 0.00%
37 ALPS ETF TR 900 11 0.00%
38 ALPS ETF TR 28,426 659 0.10%
39 ALPS ETF TR 1,177 52 0.01%
40 ALTRIA GROUP INC 26,117 1,651 0.25%
41 AMAZON COM INC 419 350 0.05%
42 AMBEV SA 1,751 10 0.00%
43 AMC NETWORKS INC CL A 58 3 0.00%
44 AMERICA MOVIL SAB DE CV 421 4 0.00%
45 AMERICAN AIRLS GROUP INC 196 7 0.00%
46 AMERICAN EAGLE OUTFITTERS NE 2,000 35 0.01%
47 AMERICAN ELEC PWR INC 6,886 442 0.07%
48 AMERICAN EXPRESS CO 3,527 225 0.03%
49 AMERICAN INTL GROUP INC 180 3 0.00%
50 AMERICAN INTL GROUP INC 611 36 0.01%
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