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ALPS ETF TR
ALPS ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 28 Institutional holders with a total value of $25,776,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 AFFINITY WEALTH MANAGEMENT LLC 177,377 7,985,000 30.98%
2 WELLS FARGO & COMPANY/MN 86,615 3,899,000 15.13%
3 PNC FINANCIAL SERVICES GROUP, INC. 60,227 2,710,000 10.51%
4 Madrona Financial Services, LLC 41,631 1,874,000 7.27% SH
5 BANK OF AMERICA CORP /DE/ 38,151 1,718,000 6.67%
6 MORGAN STANLEY 26,030 1,172,000 4.55%
7 JANE STREET GROUP, LLC 19,464 876,000 3.40%
8 DekaBank Deutsche Girozentrale 33,700 802,000 3.11%
9 Bank of New York Mellon Corp 17,261 777,000 3.01%
10 BANK OF MONTREAL /CAN/ 13,092 589,000 2.29%
11 UBS Group AG 12,682 571,000 2.22%
12 COLDSTREAM CAPITAL MANAGEMENT INC 12,320 555,000 2.15%
13 RAYMOND JAMES & ASSOCIATES 11,216 505,000 1.96%
14 WHALEROCK POINT PARTNERS, LLC 13,000 365,000 1.42%
15 CAHILL FINANCIAL ADVISORS INC 6,438 290,000 1.13%
16 Cetera Advisor Networks LLC 6,010 271,000 1.05%
17 INTRUST BANK NA 6,000 270,000 1.05%
18 ADVISOR GROUP, INC. 3,847 173,000 0.67%
19 MSI Financial Services Inc 3,740 168,000 0.65%
20 Carroll Financial Associates, Inc. 1,177 52,000 0.20%
21 IFP ADVISORS, INC 1,000 45,000 0.17%
22 LADENBURG THALMANN FINANCIAL SERVICES INC. 865 39,000 0.15%
23 ROYAL BANK OF CANADA 471 21,000 0.08%
24 Creative Planning 413 19,000 0.07%
25 GENEOS WEALTH MANAGEMENT INC. 350 15,000 0.06%
26 CITIGROUP INC 320 14,000 0.05%
27 ADVANTAGE INVESTMENT MANAGEMENT, LLC 24 1,000 0.00%
28 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.