| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 3,075,821 | 20,761,000 | 20.93% | ||
| 2 | WELLS FARGO & COMPANY/MN | 2,228,663 | 15,043,000 | 15.16% | ||
| 3 | COHEN & STEERS, INC. | 1,690,994 | 11,414,000 | 11.51% | ||
| 4 | GUGGENHEIM CAPITAL LLC | 1,146,300 | 7,738,000 | 7.80% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 1,111,560 | 7,504,000 | 7.56% | ||
| 6 | Vident Investment Advisory, LLC | 764,331 | 5,159,000 | 5.20% | ||
| 7 | SIT INVESTMENT ASSOCIATES INC | 757,755 | 5,115,000 | 5.16% | ||
| 8 | BANK OF MONTREAL /CAN/ | 585,000 | 3,949,000 | 3.98% | ||
| 9 | MORGAN STANLEY | 480,562 | 3,244,000 | 3.27% | ||
| 10 | LPL Financial LLC | 389,018 | 2,645,000 | 2.67% | ||
| 11 | Commonwealth Equity Services, Inc | 248,848 | 1,680,000 | 1.69% | ||
| 12 | ADVISOR GROUP, INC. | 241,370 | 1,629,000 | 1.64% | ||
| 13 | Advisors Asset Management, Inc. | 235,814 | 1,592,000 | 1.60% | ||
| 14 | ROBINSON CAPITAL MANAGEMENT, LLC | 230,711 | 1,557,000 | 1.57% | ||
| 15 | Invesco Ltd. | 183,452 | 1,238,000 | 1.25% | ||
| 16 | E&G Advisors, LP | 171,511 | 1,158,000 | 1.17% | ||
| 17 | Capital Investment Advisors, LLC | 164,399 | 1,110,000 | 1.12% | ||
| 18 | Cambridge Investment Research Advisors, Inc. | 158,098 | 1,067,000 | 1.08% | ||
| 19 | Oxbow Advisors, LLC | 98,006 | 662,000 | 0.67% | ||
| 20 | SONORA INVESTMENT MANAGEMENT, LLC | 92,266 | 622,796 | 0.63% | ||
| 21 | RAYMOND JAMES & ASSOCIATES | 82,516 | 557,000 | 0.56% | ||
| 22 | MSI Financial Services Inc | 58,355 | 394,000 | 0.40% | ||
| 23 | Maryland Capital Management | 53,500 | 361,000 | 0.36% | ||
| 24 | Cetera Advisor Networks LLC | 52,789 | 356,000 | 0.36% | ||
| 25 | ROYAL BANK OF CANADA | 47,888 | 323,000 | 0.33% | ||
| 26 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 39,816 | 269,000 | 0.27% | ||
| 27 | Prospera Financial Services Inc | 34,631 | 234,000 | 0.24% | ||
| 28 | Raymond James Financial Services Advisors, Inc. | 34,159 | 231,000 | 0.23% | ||
| 29 | Creative Planning | 33,560 | 227,000 | 0.23% | ||
| 30 | NATIONAL PLANNING CORP | 26,949 | 166,000 | 0.17% | ||
| 31 | B. Riley Wealth Advisors, Inc. | 21,142 | 143,000 | 0.14% | ||
| 32 | Private Advisor Group, LLC | 18,418 | 125,000 | 0.13% | ||
| 33 | Concert Wealth Management Inc. | 17,653 | 119,000 | 0.12% | ||
| 34 | CETERA INVESTMENT ADVISERS | 14,744 | 100,000 | 0.10% | ||
| 35 | IFP ADVISORS, INC | 14,521 | 98,000 | 0.10% | ||
| 36 | HYMAN CHARLES D | 13,400 | 90,000 | 0.09% | ||
| 37 | GOLDMAN SACHS GROUP INC | 12,867 | 87,000 | 0.09% | ||
| 38 | STIFEL FINANCIAL CORP | 11,193 | 76,000 | 0.08% | ||
| 39 | CITADEL ADVISORS LLC | 10,419 | 70,000 | 0.07% | ||
| 40 | Stratford Consulting, LLC | 10,105 | 68,000 | 0.07% | ||
| 41 | NEXT Financial Group, Inc | 8,405 | 57,000 | 0.06% | ||
| 42 | PNC FINANCIAL SERVICES GROUP, INC. | 7,127 | 48,000 | 0.05% | ||
| 43 | GENEOS WEALTH MANAGEMENT INC. | 4,321 | 29,000 | 0.03% | ||
| 44 | CITIGROUP INC | 2,300 | 16,000 | 0.02% | ||
| 45 | SYNOVUS FINANCIAL CORP | 2,000 | 14,000 | 0.01% | ||
| 46 | Tower Research Capital LLC (TRC) | 1,800 | 12,000 | 0.01% | ||
| 47 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 1,580 | 11,000 | 0.01% | ||
| 48 | US BANCORP \DE\ | 1,460 | 10,000 | 0.01% | ||
| 49 | North Star Investment Management Corp. | 1,300 | 9,000 | 0.01% | ||
| 50 | PENSERRA CAPITAL MANAGEMENT LLC | 1,242 | 8,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
