| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SPDR S&P 500 ETF TR | 7 | 32,000 | 0.01% | Call | |
| 2 | ISHARES INC | 20,000 | 120,000 | 0.02% | Put | |
| 3 | MORGAN STANLEY CHINA A SH FD | 7,111 | 121,000 | 0.02% | ||
| 4 | NUVEEN MUN VALUE FD INC | 20,827 | 199,000 | 0.04% | ||
| 5 | NUVEEN S&P 500 BUY-WRITE INC | 17,998 | 229,000 | 0.05% | ||
| 6 | BLACKROCK INTL GRWTH & INC T | 48,900 | 269,000 | 0.06% | ||
| 7 | ALIBABA GROUP HLDG LTD | 1,020 | 388,000 | 0.08% | Put | |
| 8 | PETROCHINA CO LTD | 5,861 | 437,000 | 0.09% | ||
| 9 | ALLIANZGI CONV & INCOME FD | 84,697 | 540,000 | 0.11% | ||
| 10 | BLACKROCK ENERGY & RES TR COM | 38,566 | 557,000 | 0.11% | ||
| 11 | VOYA GLBL EQTY DIV & PREM OP | 85,527 | 580,000 | 0.12% | ||
| 12 | BLACKROCK MUN 2030 TAR TERM | 33,178 | 724,000 | 0.15% | ||
| 13 | BLACKROCK RES COMMODITIES | 95,981 | 794,000 | 0.16% | ||
| 14 | TEKLA HEALTHCARE INVS | 40,820 | 863,000 | 0.18% | ||
| 15 | GAMCO GLOBAL GOLD NAT RES & | 214,874 | 1,139,000 | 0.23% | ||
| 16 | CNOOC LTD | 9,380 | 1,173,000 | 0.24% | ||
| 17 | CORNERSTONE STRATEGIC VALUE | 88,993 | 1,350,000 | 0.28% | ||
| 18 | COHEN & STEERS INFRASTRUCTUR | 86,961 | 1,684,000 | 0.35% | ||
| 19 | AU OPTRONICS CORP | 542,972 | 1,982,000 | 0.41% | ||
| 20 | HEADWATERS INC COM | 84,900 | 1,997,000 | 0.41% | ||
| 21 | TAIWAN SEMICONDUCTOR MFG LTD | 71,230 | 2,048,000 | 0.42% | ||
| 22 | EATON VANCE TAX MANAGED GLOB | 207,830 | 2,093,000 | 0.43% | ||
| 23 | HERBALIFE LTD | 44,830 | 2,158,000 | 0.44% | ||
| 24 | EATON VANCE TAX-MANAGED GLOBAL COM | 272,598 | 2,186,000 | 0.45% | ||
| 25 | ALPHABET INC | 3,000 | 2,377,000 | 0.49% | ||
| 26 | DR REDDYS LABS LTD | 53,694 | 2,422,000 | 0.50% | ||
| 27 | HONDA MOTOR LTD | 106,241 | 3,107,000 | 0.64% | ||
| 28 | QUNAR CAYMN ISLND ADR REP 3 CL B ORD | 111,822 | 3,369,000 | 0.69% | ||
| 29 | SPDR SERIES TRUST | 106,243 | 3,873,000 | 0.80% | ||
| 30 | POWERSHARES ETF TRUST II | 168,816 | 3,944,000 | 0.81% | ||
| 31 | MITSUBISHI UFJ FINL GROUP INCORPORATED SPONSORED ADR | 647,778 | 3,995,000 | 0.82% | ||
| 32 | SEADRILL LIMITED | 61,250 | 4,031,000 | 0.83% | Put | |
| 33 | ISHARES TR | 35,688 | 4,182,000 | 0.86% | ||
| 34 | TERRAFORM PWR INC CL A COM | 360,000 | 4,612,000 | 0.95% | ||
| 35 | MELCO ENTMT ADR | 309,088 | 4,914,000 | 1.01% | ||
| 36 | INFOSYS LTD | 333,780 | 4,969,000 | 1.02% | ||
| 37 | VANGUARD BD INDEX FDS | 62,900 | 4,997,000 | 1.03% | ||
| 38 | VANGUARD SCOTTSDALE FDS | 63,100 | 5,008,000 | 1.03% | ||
| 39 | VANGUARD BD INDEX FDS | 62,000 | 5,009,000 | 1.03% | ||
| 40 | ISHARES TR | 46,400 | 5,014,000 | 1.03% | ||
| 41 | VANGUARD BD INDEX FDS | 60,400 | 5,017,000 | 1.03% | ||
| 42 | ISHARES TR | 45,600 | 5,026,000 | 1.03% | ||
| 43 | VALE S A | 694,275 | 5,290,000 | 1.09% | ||
| 44 | Endurance Specialty | 58,401 | 5,396,000 | 1.11% | ||
| 45 | CHINA UNICOM HONG KONG | 706,170 | 8,224,000 | 1.69% | ||
| 46 | TRINA SOLAR LTD | 9,450,000 | 8,777,000 | 1.80% | PRN | |
| 47 | HARMAN INTL INDS INC | 97,791 | 10,870,000 | 2.23% | ||
| 48 | INTERSIL CORP | 502,215 | 11,199,000 | 2.30% | ||
| 49 | YY Inc. | 11,520,000 | 11,362,000 | 2.33% | PRN | |
| 50 | ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR | 2,410,053 | 12,320,000 | 2.53% |
Portfolio data is normalized using SEC Form 13F filings, including the Restatement filing (0001085146-17-000685, filed 2017.02.14). Although 0001085146-17-000685 is marked by the manager as a New Holdings filing, our automated system processes it as a Restatement filing.
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
