| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 3,243,821 | 20,695,000 | 21.63% | ||
| 2 | WELLS FARGO & COMPANY/MN | 2,422,301 | 15,454,000 | 16.15% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 1,336,409 | 8,526,000 | 8.91% | ||
| 4 | COHEN & STEERS, INC. | 1,324,288 | 8,449,000 | 8.83% | ||
| 5 | GUGGENHEIM CAPITAL LLC | 1,307,840 | 8,344,000 | 8.72% | ||
| 6 | Vident Investment Advisory, LLC | 822,624 | 5,240,000 | 5.48% | ||
| 7 | SIT INVESTMENT ASSOCIATES INC | 757,755 | 4,834,000 | 5.05% | ||
| 8 | BANK OF MONTREAL /CAN/ | 585,000 | 3,750,000 | 3.92% | ||
| 9 | MORGAN STANLEY | 502,810 | 3,208,000 | 3.35% | ||
| 10 | LPL Financial LLC | 385,709 | 2,465,000 | 2.58% | ||
| 11 | Commonwealth Equity Services, Inc | 292,981 | 1,869,000 | 1.95% | ||
| 12 | ADVISOR GROUP, INC. | 272,060 | 1,736,000 | 1.81% | ||
| 13 | Advisors Asset Management, Inc. | 227,866 | 1,454,000 | 1.52% | ||
| 14 | E&G Advisors, LP | 164,560 | 1,050,000 | 1.10% | ||
| 15 | Invesco Ltd. | 157,300 | 1,004,000 | 1.05% | ||
| 16 | Laurion Capital Management LP | 130,616 | 833,000 | 0.87% | ||
| 17 | Oxbow Advisors, LLC | 97,948 | 625,000 | 0.65% | ||
| 18 | SONORA INVESTMENT MANAGEMENT, LLC | 92,266 | 588,657 | 0.62% | ||
| 19 | NINE MASTS CAPITAL Ltd | 84,697 | 540,000 | 0.56% | ||
| 20 | OTA Financial Group L.P. | 59,722 | 381,000 | 0.40% | ||
| 21 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 58,320 | 372,000 | 0.39% | ||
| 22 | ROYAL BANK OF CANADA | 50,982 | 325,000 | 0.34% | ||
| 23 | MILLENNIUM MANAGEMENT LLC | 46,202 | 295,000 | 0.31% | ||
| 24 | DOLIVER ADVISORS, LP | 46,185 | 295,000 | 0.31% | ||
| 25 | Maryland Capital Management | 42,500 | 271,000 | 0.28% | ||
| 26 | INTELLECTUS PARTNERS, LLC | 38,493 | 246,000 | 0.26% | ||
| 27 | Prospera Financial Services Inc | 36,131 | 231,000 | 0.24% | ||
| 28 | Creative Planning | 34,243 | 218,000 | 0.23% | ||
| 29 | Cetera Advisor Networks LLC | 30,404 | 195,000 | 0.20% | ||
| 30 | IFC Holdings Incorporated/FL | 30,700 | 195,000 | 0.20% | ||
| 31 | NATIONAL PLANNING CORP | 26,954 | 181,000 | 0.19% | ||
| 32 | MSI Financial Services Inc | 27,523 | 176,000 | 0.18% | ||
| 33 | GOOD LIFE ADVISORS, LLC | 25,639 | 167,000 | 0.17% | ||
| 34 | ROBINSON CAPITAL MANAGEMENT, LLC | 25,400 | 162,000 | 0.17% | ||
| 35 | RAYMOND JAMES & ASSOCIATES | 24,976 | 159,000 | 0.17% | ||
| 36 | B. Riley Wealth Advisors, Inc. | 24,421 | 156,000 | 0.16% | ||
| 37 | IFP ADVISORS, INC | 20,601 | 131,000 | 0.14% | ||
| 38 | Concert Wealth Management Inc. | 16,653 | 107,000 | 0.11% | ||
| 39 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 15,655 | 100,000 | 0.10% | ||
| 40 | Private Advisor Group, LLC | 14,418 | 94,000 | 0.10% | ||
| 41 | HYMAN CHARLES D | 13,400 | 85,000 | 0.09% | ||
| 42 | CETERA INVESTMENT ADVISERS | 13,240 | 85,000 | 0.09% | ||
| 43 | STIFEL FINANCIAL CORP | 10,595 | 69,000 | 0.07% | ||
| 44 | Stratford Consulting, LLC | 10,105 | 64,000 | 0.07% | ||
| 45 | NEXT Financial Group, Inc | 9,452 | 60,000 | 0.06% | ||
| 46 | PNC FINANCIAL SERVICES GROUP, INC. | 6,886 | 44,000 | 0.05% | ||
| 47 | CITIGROUP INC | 6,811 | 44,000 | 0.05% | ||
| 48 | GENEOS WEALTH MANAGEMENT INC. | 4,321 | 27,000 | 0.03% | ||
| 49 | JPMORGAN CHASE & CO | 2,933 | 19,000 | 0.02% | ||
| 50 | SYNOVUS FINANCIAL CORP | 2,000 | 13,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
