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Institutional Investment Manager
PENSERRA CAPITAL MANAGEMENT LLC
PENSERRA CAPITAL MANAGEMENT LLC (CIK: 0001593324). Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Portfolio Summary: 981 holdings with a total value of $709,642,000.
#
Name
Shares
Value ($)
%
Options
Notes
951 APOLLO TACTICAL INCOME FD INCORPORATED 156 2,000 0.00%
952 TRANSOCEAN PARTNERS LLC 145 2,000 0.00%
953 NEUBERGER BERMAN HIGH YIELD 208 2,000 0.00%
954 MORGAN STANLEY EMER MKTS DEB 190 2,000 0.00%
955 BP PRUDHOE BAY RTY TR 101 2,000 0.00%
956 GLOBAL PARTNERS LP 130 2,000 0.00%
957 Rose Rock Midstream LP 82 2,000 0.00%
958 FLAHERTY CRUMRINE TOTAL RE 106 2,000 0.00%
959 TEEKAY CORPORATION 216 2,000 0.00%
960 CVR REFNG LP 247 2,000 0.00%
961 STONE HBR EMERG MRKTS INC FD COM 170 2,000 0.00%
962 ADVENT CLAY CONV SEC INCORPORATED FD II 344 2,000 0.00%
963 NUVEEN SR INCOME FD 412 2,000 0.00%
964 KKR INCOME OPPORTUNITIES FD 164 2,000 0.00%
965 DREYFUS HIGH YIELD STRATEGIE 730 2,000 0.00%
966 WESTERN ASSET MGD HI INCM FD 501 2,000 0.00%
967 FIFTH STR SR FLOATNG RATE CO 280 2,000 0.00%
968 Teekay Offshore Partners LP 350 2,000 0.00%
969 EATON VANCE SR INCOME TR 404 2,000 0.00%
970 VANGUARD NAT RES LLC COM UNIT 472 1,000 0.00%
971 SEADRILL PARTNERS LLC 274 1,000 0.00%
972 ALLIANCE HOLDINGS GP LP 44 1,000 0.00%
973 ALON USA PARTNERS LP 57 1,000 0.00%
974 CALAMOS ASSET MANAGEMENT CL A ORD 183 1,000 0.00%
975 UNITED DEV FDG IV COM 354 1,000 0.00%
976 CALUMET SPECIALTY PRODS PTNR 282 1,000 0.00%
977 TIDEWATER INC 232 1,000 0.00%
978 CARBO CERAMICS INC 90 1,000 0.00%
979 LIBERTY MEDIA CORP DELAWARE 60 1,000 0.00%
980 LIBERTY MEDIA CORP DELAWARE COM A BRAVES GRP 24 0 0.00%
981 FORESIGHT ENERGY LP 235 0 0.00%
Page 20 of 20

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001593324-16-000010, filed 2016.08.09).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.