| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 934,947 | 13,491,000 | 21.12% | ||
| 2 | MORGAN STANLEY | 746,455 | 10,772,000 | 16.87% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 418,049 | 6,032,000 | 9.44% | ||
| 4 | BESSEMER GROUP INC | 396,882 | 5,727,000 | 8.97% | ||
| 5 | WELLS FARGO & COMPANY/MN | 358,744 | 5,177,000 | 8.11% | ||
| 6 | Invesco Ltd. | 283,638 | 4,093,000 | 6.41% | ||
| 7 | Shaker Financial Services, LLC | 212,912 | 3,072,000 | 4.81% | ||
| 8 | Saba Capital Management, L.P. | 196,552 | 2,836,000 | 4.44% | ||
| 9 | GUGGENHEIM CAPITAL LLC | 114,922 | 1,658,000 | 2.60% | ||
| 10 | Laurion Capital Management LP | 110,103 | 1,589,000 | 2.49% | ||
| 11 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 106,671 | 1,539,000 | 2.41% | ||
| 12 | MARINER INVESTMENT GROUP LLC | 92,200 | 1,330,000 | 2.08% | ||
| 13 | BANK OF AMERICA CORP /DE/ | 75,010 | 1,082,000 | 1.69% | ||
| 14 | Yorktown Management & Research Co Inc | 60,000 | 866,000 | 1.36% | ||
| 15 | UBS Group AG | 55,604 | 803,000 | 1.26% | ||
| 16 | Thomas J. Herzfeld Advisors, Inc. | 50,759 | 732,000 | 1.15% | ||
| 17 | RELATIVE VALUE PARTNERS GROUP, LLC | 44,449 | 636,000 | 1.00% | ||
| 18 | GREAT AMERICAN GROUP, INC. | 34,649 | 500,000 | 0.78% | ||
| 19 | BB&T SECURITIES, LLC | 28,795 | 415,000 | 0.65% | ||
| 20 | CITIGROUP INC | 21,247 | 307,000 | 0.48% | ||
| 21 | WOLVERINE ASSET MANAGEMENT LLC | 20,163 | 290,000 | 0.45% | ||
| 22 | STIFEL FINANCIAL CORP | 18,251 | 263,000 | 0.41% | ||
| 23 | LPL Financial LLC | 16,100 | 231,000 | 0.36% | ||
| 24 | DEUTSCHE BANK AG\ | 5,500 | 79,000 | 0.12% | ||
| 25 | MSI Financial Services Inc | 5,322 | 77,000 | 0.12% | ||
| 26 | Apollo Management Holdings, L.P. | 5,236 | 76,000 | 0.12% | ||
| 27 | ROYAL BANK OF CANADA | 4,657 | 67,000 | 0.10% | ||
| 28 | JPMORGAN CHASE & CO | 4,000 | 58,000 | 0.09% | ||
| 29 | ENVESTNET ASSET MANAGEMENT INC | 2,922 | 42,000 | 0.07% | ||
| 30 | Creative Planning | 1,269 | 18,000 | 0.03% | ||
| 31 | IFP ADVISORS, INC | 428 | 6,000 | 0.01% | ||
| 32 | PENSERRA CAPITAL MANAGEMENT LLC | 156 | 2,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
