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Institutional Investment Manager
Tortoise Investment Management, LLC
Tortoise Investment Management, LLC (CIK: 0001599511) incorporated in New York, located at 2 Westchester Park Drive, White Plains, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q4)
Original 13F HR (0001580642-15-000669) filed in 2015.02.12
#
Name
Shares
Value ($)
%
Options
Notes
1 ABERDEEN ASIA PACIFIC INCOM 1,551,450 8,611 3.45%
2 NUVEEN NY DIV ADVANTG MUN FD 807,057 10,677 4.28%
3 NUVEEN TAXABLE MUNICPAL INM 743,131 15,740 6.30%
4 NUVEEN BUILD AMER BD OPPTNY FD COM 592,208 12,999 5.21%
5 NUVEEN NEW YORK QLT MUN INCORPORATED FD 470,295 6,363 2.55%
6 NUVEEN MARYLAND QLT MUN INCORPORATED FD 247,150 3,126 1.25%
7 ISHARES TR 172,645 35,715 14.31%
8 VANECK VECTORS SHORT HIGH-YIELD MUNICIPAL INDEX ETF 163,919 4,186 1.68%
9 SPDR SER TR 159,869 4,622 1.85%
10 ISHARES INC 141,332 6,647 2.66%
11 POWERSHARES ETF TR II 124,434 3,162 1.27%
12 Nuveen Sel Inc Port 3 122,930 1,751 0.70%
13 NUVEEN DIV ADVANTAGE MUN FD 118,960 1,679 0.67%
14 SPDR SERIES TR 113,950 2,753 1.10%
15 POWERSHARES BUILD AMERICA BOND PORTFOLIO ETF 106,643 3,246 1.30%
16 KINDER MORGAN INC DEL 106,345 4,499 1.80%
17 POWERSHARES ETF TR II 105,996 2,592 1.04%
18 WESTERN ASSET INTER MUNI FD 102,283 998 0.40%
19 ISHARES TR GL TIMB FORE ETF 86,140 4,560 1.83%
20 NUVEEN CALIF MUNICPAL VALU FD2 COM 84,180 1,407 0.56%
21 ISHARES TR 79,105 3,108 1.24%
22 ISHARES MSCI EAFE SMALL CAP IDX FD 76,301 3,564 1.43%
23 ISHARES TR 75,886 4,198 1.68%
24 NUVEEN MUNICIPAL CREDIT INC 74,648 1,029 0.41%
25 ISHARES RUSSELL 1000 ETF 71,356 8,180 3.28%
26 ISHARES TR 67,633 4,115 1.65%
27 NUVEEN ENERGY MLP TOTL RTRNF 64,081 1,302 0.52%
28 NUVEEN COM 51,873 699 0.28%
29 SPDR S&P 500 ETF TR 50,411 10,361 4.15%
30 NUVEEN SELECT TAX FREE INCM 45,010 642 0.26%
31 NUVEEN CALIFORNIA AMT QLT MU 41,698 615 0.25%
32 VANGUARD SCOTTSDALE FDS 39,468 3,143 1.26%
33 SPDR SERIES TRUST 37,895 2,386 0.96%
34 SPDR SERIES TRUST 36,838 1,126 0.45%
35 PLUM CREEK TIMBER 34,305 1,468 0.59%
36 DELAWARE INVT NAT MUNI INC F 33,950 444 0.18%
37 VANGUARD INTL EQUITY INDEX F 33,597 1,345 0.54%
38 ISHARES TR 33,141 3,780 1.51%
39 SCHWAB U.S. LARGE-CAP ETF 32,760 1,607 0.64%
40 SSGA ACTIVE ETF TR 31,995 1,560 0.62%
41 SCHWAB EMERGING MARKETS EQUITY ETF 31,451 752 0.30%
42 NUVEEN NY SELECT TAX FREE PR 31,135 425 0.17%
43 NUVEEN MASSACHUSETS QLT MUN 30,603 405 0.16%
44 VANGUARD INTL EQUITY INDEX F 30,304 2,888 1.16%
45 SPDR DOW JONES INDL AVRG ETF 25,141 4,472 1.79%
46 POWERSHARES ETF TRUST II 24,905 598 0.24%
47 ISHARES TR 24,890 2,935 1.18%
48 VANGUARD INTL EQUITY INDEX F 23,049 1,080 0.43%
49 NUVEEN SELECT TAX FREE INCOM 22,700 309 0.12%
50 SPDR INDEX SHS FDS 22,575 1,001 0.40%
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