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NUVEEN COM
NUVEEN COM. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 52 Institutional holders with a total value of $54,500,020.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GUGGENHEIM CAPITAL LLC 877,610 11,831,000 21.71%
2 Advisors Asset Management, Inc. 433,506 5,844,000 10.72%
3 B. Riley Wealth Advisors, Inc. 75,468 5,591,000 10.26%
4 MORGAN STANLEY 266,271 3,587,000 6.58%
5 BANK OF AMERICA CORP /DE/ 258,362 3,481,000 6.39%
6 WOLVERINE ASSET MANAGEMENT LLC 239,189 3,221,000 5.91%
7 Karpus Management, Inc. 199,520 2,688,000 4.93%
8 DOLIVER ADVISORS, LP 173,757 2,340,000 4.29%
9 AQR CAPITAL MANAGEMENT LLC 136,537 1,840,000 3.38%
10 HighVista Strategies LLC 109,560 1,476,000 2.71%
11 UBS Group AG 105,423 1,420,000 2.61%
12 Laurion Capital Management LP 77,798 1,049,000 1.92%
13 WELLS FARGO & COMPANY/MN 66,388 894,000 1.64%
14 Point View Wealth Management, Inc. 63,600 857,000 1.57%
15 PNC FINANCIAL SERVICES GROUP, INC. 59,660 804,000 1.48%
16 Tortoise Investment Management, LLC 51,873 699,000 1.28%
17 Virtu KCG Holdings LLC 47,309 637,000 1.17%
18 TFS CAPITAL LLC 44,004 593,000 1.09%
19 LPL Financial LLC 38,335 516,000 0.95%
20 Janney Montgomery Scott LLC 34,263 461,518 0.85%
21 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 32,596 439,000 0.81%
22 Edge Wealth Management LLC 26,896 362,000 0.66%
23 VALLEY NATIONAL BANCORP 26,468 357,000 0.66%
24 SIT INVESTMENT ASSOCIATES INC 23,131 312,000 0.57%
25 SUSQUEHANNA INTERNATIONAL GROUP, LLP 21,497 290,000 0.53%
26 Lebenthal Holdings,LLC 20,659 278,000 0.51%
27 PEAPACK GLADSTONE FINANCIAL CORP 20,275 273,104 0.50%
28 BRAVE ASSET MANAGEMENT INC 19,496 263,000 0.48%
29 LUCAS CAPITAL MANAGEMENT 19,504 263,000 0.48%
30 Brick & Kyle, Associates 17,596 237,000 0.43%
31 Private Advisor Group, LLC 17,576 237,000 0.43%
32 Commonwealth Equity Services, Inc 14,153 191,000 0.35%
33 ROYAL BANK OF CANADA 13,386 180,000 0.33%
34 FIRST MANHATTAN CO. LLC. 12,538 168,000 0.31%
35 Clear Harbor Asset Management, LLC 10,329 139,000 0.26%
36 HighTower Advisors, LLC 10,324 139,000 0.26%
37 AMERICAN INTERNATIONAL GROUP, INC. 6,167 83,069 0.15%
38 Estabrook Capital Management 6,151 82,854 0.15%
39 FineMark National Bank & Trust 4,764 64,000 0.12%
40 PANAGORA ASSET MANAGEMENT INC 3,802 51,000 0.09%
41 MSI Financial Services Inc 3,143 42,000 0.08%
42 WFG Advisors, LP 2,883 39,000 0.07%
43 FIFTH THIRD BANCORP 2,554 34,000 0.06%
44 Advisory Services Network, LLC 1,963 27,000 0.05%
45 Creative Planning 1,823 25,000 0.05%
46 Highlander Capital Management, LLC 1,602 22,000 0.04%
47 Cordasco Financial Network 1,488 20,000 0.04%
48 NATIONAL PLANNING CORP 1,055 14,475 0.03%
49 Joel Isaacson & Co., LLC 984 13,000 0.02%
50 Financial Architects, Inc 1,001 13,000 0.02%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.