| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BANK OF AMERICA CORP /DE/ | 760,929 | 16,116,000 | 15.95% | ||
| 2 | Tortoise Investment Management, LLC | 743,131 | 15,740,000 | 15.58% | ||
| 3 | MORGAN STANLEY | 552,072 | 11,693,000 | 11.57% | ||
| 4 | WELLS FARGO & COMPANY/MN | 406,311 | 8,606,000 | 8.52% | ||
| 5 | UBS Group AG | 337,677 | 7,152,000 | 7.08% | ||
| 6 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 322,279 | 6,826,000 | 6.75% | ||
| 7 | Invesco Ltd. | 291,443 | 6,173,000 | 6.11% | ||
| 8 | BB&T SECURITIES, LLC | 19,037 | 4,032,000 | 3.99% | ||
| 9 | OAK HILL ADVISORS LP | 154,200 | 3,266,000 | 3.23% | ||
| 10 | SIT INVESTMENT ASSOCIATES INC | 138,807 | 2,940,000 | 2.91% | ||
| 11 | NATIONAL PLANNING CORP | 109,864 | 2,366,471 | 2.34% | ||
| 12 | ROYAL BANK OF CANADA | 95,099 | 2,014,000 | 1.99% | ||
| 13 | RAYMOND JAMES & ASSOCIATES | 92,570 | 1,961,000 | 1.94% | ||
| 14 | GOLDMAN SACHS GROUP INC | 91,509 | 1,938,000 | 1.92% | ||
| 15 | USCA RIA LLC | 80,246 | 1,700,000 | 1.68% | ||
| 16 | AQR CAPITAL MANAGEMENT LLC | 64,245 | 1,361,000 | 1.35% | ||
| 17 | GUGGENHEIM CAPITAL LLC | 46,479 | 985,000 | 0.97% | ||
| 18 | LPL Financial LLC | 40,194 | 851,000 | 0.84% | ||
| 19 | Robert W. Baird & Co. Inc | 36,703 | 778,000 | 0.77% | ||
| 20 | 1607 Capital Partners, LLC | 36,500 | 773,000 | 0.76% | ||
| 21 | Brick & Kyle, Associates | 35,810 | 758,000 | 0.75% | ||
| 22 | Commonwealth Equity Services, Inc | 35,724 | 757,000 | 0.75% | ||
| 23 | LBMC INVESTMENT ADVISORS, LLC | 20,375 | 432,000 | 0.43% | ||
| 24 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 12,704 | 269,000 | 0.27% | ||
| 25 | DAVENPORT & Co LLC | 12,475 | 264,221 | 0.26% | ||
| 26 | Allen Investment Management, LLC | 11,956 | 253,000 | 0.25% | ||
| 27 | SG Americas Securities, LLC | 10,663 | 226,000 | 0.22% | ||
| 28 | United Asset Strategies, Inc. | 9,750 | 207,000 | 0.20% | ||
| 29 | MSI Financial Services Inc | 9,720 | 206,000 | 0.20% | ||
| 30 | Thomas J. Herzfeld Advisors, Inc. | 9,049 | 192,000 | 0.19% | ||
| 31 | REGENTATLANTIC CAPITAL LLC | 3,655 | 77,413 | 0.08% | ||
| 32 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 3,536 | 75,000 | 0.07% | ||
| 33 | NEW ENGLAND SECURITIES CORP /MA/ | 1,000 | 21,000 | 0.02% | ||
| 34 | CITIGROUP INC | 700 | 15,000 | 0.01% | ||
| 35 | BANK OF MONTREAL /CAN/ | 600 | 13,000 | 0.01% | ||
| 36 | US BANCORP \DE\ | 400 | 8,000 | 0.01% | ||
| 37 | Creative Planning | 400 | 8,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
