| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 1,329,255 | 27,010,000 | 17.96% | ||
| 2 | Invesco Ltd. | 998,610 | 20,292,000 | 13.49% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 967,537 | 19,659,000 | 13.07% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 809,582 | 16,451,000 | 10.94% | ||
| 5 | Jacobus Wealth Management, Inc. | 489,357 | 9,944,000 | 6.61% | ||
| 6 | MORGAN STANLEY | 430,021 | 8,738,000 | 5.81% | ||
| 7 | COHEN & STEERS, INC. | 298,099 | 6,057,000 | 4.03% | ||
| 8 | CORNERSTONE ADVISORS INC | 263,725 | 5,359,000 | 3.56% | ||
| 9 | UBS Group AG | 232,079 | 4,716,000 | 3.14% | ||
| 10 | BB&T SECURITIES, LLC | 20,306 | 4,126,000 | 2.74% | ||
| 11 | Aris Wealth Services, Inc. | 193,063 | 3,923,000 | 2.61% | ||
| 12 | CITY NATIONAL BANK | 190,498 | 3,871,000 | 2.57% | ||
| 13 | WELLS FARGO & COMPANY/MN | 182,752 | 3,714,000 | 2.47% | ||
| 14 | LPL Financial LLC | 134,003 | 2,723,000 | 1.81% | ||
| 15 | 1832 Asset Management L.P. | 101,508 | 2,061,000 | 1.37% | ||
| 16 | JPMORGAN CHASE & CO | 64,580 | 1,312,000 | 0.87% | ||
| 17 | Tortoise Investment Management, LLC | 64,081 | 1,302,000 | 0.87% | ||
| 18 | SG Americas Securities, LLC | 63,544 | 1,291,000 | 0.86% | ||
| 19 | STIFEL FINANCIAL CORP | 62,477 | 1,270,000 | 0.84% | ||
| 20 | HighTower Advisors, LLC | 36,507 | 742,000 | 0.49% | ||
| 21 | RAYMOND JAMES & ASSOCIATES | 31,220 | 634,000 | 0.42% | ||
| 22 | Parkside Financial Bank & Trust | 30,069 | 611,000 | 0.41% | ||
| 23 | BECK CAPITAL MANAGEMENT, LLC | 27,033 | 549,000 | 0.36% | ||
| 24 | DESCHAINE & COMPANY, LLC | 23,467 | 477,000 | 0.32% | ||
| 25 | First Allied Advisory Services, Inc. | 19,923 | 410,000 | 0.27% | ||
| 26 | FineMark National Bank & Trust | 19,795 | 402,000 | 0.27% | ||
| 27 | CAHILL FINANCIAL ADVISORS INC | 18,341 | 373,000 | 0.25% | ||
| 28 | ROYAL BANK OF CANADA | 14,890 | 303,000 | 0.20% | ||
| 29 | BLAIR WILLIAM & CO/IL | 13,235 | 268,000 | 0.18% | ||
| 30 | NEW ENGLAND SECURITIES CORP /MA/ | 12,516 | 254,000 | 0.17% | ||
| 31 | CENTRAL TRUST Co | 12,064 | 245,000 | 0.16% | ||
| 32 | VSR Financial Services, Inc. | 11,105 | 226,000 | 0.15% | ||
| 33 | CIBC BANK USA | 10,545 | 215,000 | 0.14% | ||
| 34 | Janney Montgomery Scott LLC | 10,454 | 212,418 | 0.14% | ||
| 35 | US BANCORP \DE\ | 4,810 | 98,000 | 0.07% | ||
| 36 | SRH ADVISORS, LLC | 4,321 | 88,000 | 0.06% | ||
| 37 | DEUTSCHE BANK AG\ | 3,794 | 77,000 | 0.05% | ||
| 38 | CITIGROUP INC | 2,885 | 59,000 | 0.04% | ||
| 39 | Stratos Wealth Partners, LTD. | 2,537 | 51,552 | 0.03% | ||
| 40 | BANK OF MONTREAL /CAN/ | 1,765 | 36,000 | 0.02% | ||
| 41 | Lowe Wealth Advisors, LLC | 1,731 | 35,000 | 0.02% | ||
| 42 | Crosspoint Capital Strategies, LLC | 1,646 | 33,000 | 0.02% | ||
| 43 | NEXT Financial Group, Inc | 1,500 | 30,000 | 0.02% | ||
| 44 | DUBUQUE BANK & TRUST CO | 1,377 | 28,000 | 0.02% | ||
| 45 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,346 | 27,000 | 0.02% | ||
| 46 | JNBA Financial Advisors | 1,235 | 25,000 | 0.02% | ||
| 47 | CAPTRUST FINANCIAL ADVISORS | 1,028 | 21,000 | 0.01% | ||
| 48 | Westchester Capital Management, LLC | 1,050 | 21,000 | 0.01% | ||
| 49 | Hudock, Inc. | 689 | 14,000 | 0.01% | ||
| 50 | AMERICAN INTERNATIONAL GROUP, INC. | 678 | 13,777 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
