| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Magnum Hunter Resources Corp | 22,005 | 7,000 | 0.00% | ||
| 2 | GREAT PANTHER SILVER LTD | 25,400 | 10,000 | 0.00% | ||
| 3 | PENGROWTH ENERGY CORP | 11,400 | 10,000 | 0.00% | ||
| 4 | GALECTIN THERAPEUTICS INC COM | 10,000 | 23,000 | 0.00% | ||
| 5 | LINN ENERGY LLC UNIT LTD LIAB | 10,708 | 29,000 | 0.00% | ||
| 6 | Novatel Wireless Inc | 14,339 | 32,000 | 0.00% | ||
| 7 | First Security Group Inc | 13,116 | 33,000 | 0.00% | ||
| 8 | CLIFFS NAT RES INC | 16,384 | 40,000 | 0.01% | ||
| 9 | PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR | 11,615 | 43,000 | 0.01% | ||
| 10 | COMPANHIA DE SANEAMENTO BASI | 11,545 | 45,000 | 0.01% | ||
| 11 | NEUBERGER BERMAN RE ES SEC FD | 10,000 | 46,000 | 0.01% | ||
| 12 | INUVO INC | 19,467 | 56,000 | 0.01% | ||
| 13 | PETROLEO BRASILEIRO SA PETRO | 13,950 | 61,000 | 0.01% | ||
| 14 | EV Energy Partners, L.P. | 10,572 | 63,000 | 0.01% | ||
| 15 | ULTRA PETROLEUM CORP | 10,039 | 65,000 | 0.01% | ||
| 16 | CALAMOS GBL DYN INCOME FUND COM | 10,258 | 71,000 | 0.01% | ||
| 17 | GLADSTONE INVT CORP | 10,732 | 76,000 | 0.01% | ||
| 18 | ROYCE MICRO CAP TR INC | 10,176 | 79,000 | 0.01% | ||
| 19 | HYDROGENICS CORP NEW | 10,350 | 83,000 | 0.01% | ||
| 20 | GAMCO GLOBAL GOLD NAT RES & | 16,831 | 84,000 | 0.01% | ||
| 21 | VOYA GLBL EQTY DIV & PREM OP | 13,139 | 91,000 | 0.01% | ||
| 22 | CYS INVTS INC COM | 12,700 | 92,000 | 0.01% | ||
| 23 | LIBERTY ALL STAR EQUITY FD | 18,562 | 94,000 | 0.01% | ||
| 24 | INVESCO MUNI INCOME OPP TRST | 14,028 | 95,000 | 0.01% | ||
| 25 | Navidea Biopharm Inc | 42,535 | 97,000 | 0.01% | ||
| 26 | PUTNAM MANAGED MUN INCOME TR | 14,536 | 104,000 | 0.01% | ||
| 27 | APOLLO INVT CORP | 19,603 | 107,000 | 0.01% | ||
| 28 | CALAMOS CONV OPPORTUNITIES & | 11,046 | 109,000 | 0.01% | ||
| 29 | SunEdison Inc | 15,391 | 111,000 | 0.01% | ||
| 30 | NUMEREX CORP PA | 13,000 | 113,000 | 0.01% | ||
| 31 | HERCULES CAPITAL INC | 11,300 | 114,000 | 0.01% | ||
| 32 | BLACKROCK INCOME TR INC | 19,449 | 123,000 | 0.02% | ||
| 33 | PIONEER FLOATING RATE TR | 11,511 | 130,000 | 0.02% | ||
| 34 | NRG YIELD INC | 11,299 | 131,000 | 0.02% | ||
| 35 | NRG YIELD INC | 11,842 | 132,000 | 0.02% | ||
| 36 | SIRIUS XM HOLDINGS INC | 36,024 | 135,000 | 0.02% | ||
| 37 | NUVEEN QUALITY INCOME MUNI FUND | 10,000 | 135,000 | 0.02% | ||
| 38 | RETAIL PPTYS AMER INC CL A | 10,186 | 144,000 | 0.02% | ||
| 39 | VOYA GLBL ADV & PREM OPP FD | 13,543 | 145,000 | 0.02% | ||
| 40 | FIRST TR STOXX EUROPEAN SELE | 12,299 | 147,000 | 0.02% | ||
| 41 | MERK GOLD TR | 13,284 | 147,000 | 0.02% | ||
| 42 | RITE AID CORP | 25,151 | 152,000 | 0.02% | ||
| 43 | FRONTIER COMMUNICATIONS CORP | 33,714 | 160,000 | 0.02% | ||
| 44 | POWERSHARES ETF TRUST II S&P SMALLCAP ENERGY PORT | 10,048 | 161,000 | 0.02% | ||
| 45 | SANCHEZ ENERGY CORP COM | 26,377 | 162,000 | 0.02% | ||
| 46 | John Hancock Premium Dividend Fund | 13,097 | 164,000 | 0.02% | ||
| 47 | DDR CORP | 10,788 | 166,000 | 0.02% | ||
| 48 | NUVEEN PERFORMANCE PLUS MUNICIPAL FUND INC | 11,866 | 168,000 | 0.02% | ||
| 49 | NUVEEN CALIFORNIA AMT QLT MU | 11,518 | 169,000 | 0.02% | ||
| 50 | ALLIANCEBERNSTEIN NATL MUN I | 12,765 | 170,000 | 0.02% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001612865-15-000011, filed 2015.10.30).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
