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FIRST TRUST DJ STOXX EUROPEAN DIV INDEX FUND
FIRST TRUST DJ STOXX EUROPEAN DIV INDEX FUND. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 51 Institutional holders with a total value of $71,451,321.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,661,268 19,802,000 27.71%
2 WELLS FARGO & COMPANY/MN 682,018 8,129,000 11.38%
3 UBS Group AG 614,193 7,321,000 10.25%
4 ROYAL BANK OF CANADA 544,675 6,492,000 9.09%
5 BANK OF AMERICA CORP /DE/ 367,284 4,378,000 6.13%
6 SG Americas Securities, LLC 278,802 3,323,000 4.65%
7 LPL Financial LLC 187,863 2,316,000 3.24%
8 Virtu KCG Holdings LLC 180,056 2,146,000 3.00%
9 HighTower Advisors, LLC 167,436 1,984,000 2.78%
10 Janney Montgomery Scott LLC 144,265 1,720,000 2.41%
11 SUSQUEHANNA INTERNATIONAL GROUP, LLP 91,457 1,090,000 1.53%
12 Raymond James Financial Services Advisors, Inc. 88,980 1,061,000 1.48%
13 Atria Investments, Inc 13 1,054,000 1.48%
14 CITADEL ADVISORS LLC 87,609 1,044,000 1.46%
15 JANE STREET GROUP, LLC 84,860 1,012,000 1.42%
16 BAIRD FINANCIAL GROUP, INC. 83,415 994,000 1.39%
17 RAYMOND JAMES & ASSOCIATES 61,002 727,000 1.02%
18 CITY NATIONAL BANK 59,400 708,000 0.99%
19 ENVESTNET ASSET MANAGEMENT INC 51,865 618,000 0.86%
20 Koshinski Asset Management, Inc. 45,973 590,000 0.83%
21 Cambridge Investment Research Advisors, Inc. 48,268 575,000 0.80%
22 Cetera Advisors LLC 43,257 519,000 0.73%
23 JPMORGAN CHASE & CO 39,616 472,000 0.66%
24 IFC Holdings Incorporated/FL 34,318 404,000 0.57%
25 Commonwealth Equity Services, Inc 22,933 273,000 0.38%
26 Cetera Advisor Networks LLC 22,440 269,000 0.38%
27 HL FINANCIAL SERVICES LLC 18,230 217,000 0.30%
28 AMERIPRISE FINANCIAL INC 16,855 201,000 0.28%
29 TWO SIGMA SECURITIES, LLC 16,590 198,000 0.28%
30 PNC FINANCIAL SERVICES GROUP, INC. 15,577 186,000 0.26%
31 M Holdings Securities, Inc. 14,101 168,000 0.24%
32 LADENBURG THALMANN FINANCIAL SERVICES INC. 13,810 164,000 0.23%
33 BB&T SECURITIES, LLC 13,651 162,000 0.23%
34 M&T BANK CORP 13,184 157,000 0.22%
35 Stratos Wealth Partners, LTD. 12,299 147,000 0.21%
36 LAZARD ASSET MANAGEMENT LLC 12,300 146,000 0.20%
37 LINCOLN NATIONAL CORP 11,250 137,000 0.19%
38 AMERICAN INTERNATIONAL GROUP, INC. 10,873 130,000 0.18%
39 STEPHENS INC /AR/ 10,425 124,000 0.17%
40 SYNOVUS FINANCIAL CORP 10,000 120,000 0.17%
41 MSI Financial Services Inc 6,577 78,000 0.11%
42 BENJAMIN F. EDWARDS & COMPANY, INC. 2,000 24,000 0.03%
43 CITIGROUP INC 1,460 17,000 0.02%
44 BANK OF MONTREAL /CAN/ 1,280 15,000 0.02%
45 WFG Advisors, LP 1,000 12,000 0.02%
46 GUPTA WEALTH MANAGEMENT LLC 750 9,000 0.01%
47 Winslow, Evans & Crocker, Inc. 700 8,344 0.01%
48 Regal Investment Advisors LLC 450 5,000 0.01%
49 REILLY FINANCIAL ADVISORS, LLC 361 4,000 0.01%
50 RISK PARADIGM GROUP, LLC 82 977 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.