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VOYA GLBL ADV & PREM OPP FD
VOYA GLBL ADV & PREM OPP FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 23 Institutional holders with a total value of $47,531,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Advisors Asset Management, Inc. 1,259,617 13,516,000 28.44%
2 GUGGENHEIM CAPITAL LLC 922,905 9,903,000 20.83%
3 MORGAN STANLEY 858,069 9,207,000 19.37%
4 Invesco Ltd. 615,689 6,606,000 13.90%
5 Jacobus Wealth Management, Inc. 289,072 3,102,000 6.53%
6 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 193,642 2,078,000 4.37%
7 UBS Group AG 104,377 1,120,000 2.36%
8 BAIRD FINANCIAL GROUP, INC. 32,601 350,000 0.74%
9 RAYMOND JAMES & ASSOCIATES 29,932 321,000 0.68%
10 WELLS FARGO & COMPANY/MN 26,193 281,000 0.59%
11 AMERICAN INTERNATIONAL GROUP, INC. 20,120 216,000 0.45%
12 LPL Financial LLC 17,831 190,000 0.40%
13 Stratos Wealth Partners, LTD. 13,543 145,000 0.31%
14 LADENBURG THALMANN FINANCIAL SERVICES INC. 11,956 128,000 0.27%
15 BB&T SECURITIES, LLC 10,479 112,000 0.24%
16 BANK OF AMERICA CORP /DE/ 9,106 98,000 0.21%
17 FineMark National Bank & Trust 5,920 64,000 0.13%
18 ROBLE, BELKO & COMPANY, INC 2,310 25,000 0.05%
19 ROYAL BANK OF CANADA 2,245 24,000 0.05%
20 PNC FINANCIAL SERVICES GROUP, INC. 2,000 22,000 0.05%
21 CITIGROUP INC 1,466 16,000 0.03%
22 Windsor Capital Management, LLC 600 6,000 0.01%
23 MSI Financial Services Inc 100 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.