| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BANRO CORP | 56,000 | 11,000 | 0.00% | ||
| 2 | PENGROWTH ENERGY CORP | 14,900 | 11,000 | 0.00% | ||
| 3 | BLUE EARTH INC COM | 21,500 | 11,000 | 0.00% | ||
| 4 | GREAT PANTHER SILVER LTD | 25,400 | 13,000 | 0.00% | ||
| 5 | LINN ENERGY LLC UNIT LTD LIAB | 10,038 | 13,000 | 0.00% | ||
| 6 | Novatel Wireless Inc | 14,339 | 24,000 | 0.00% | ||
| 7 | EV Energy Partners, L.P. | 10,319 | 29,000 | 0.00% | ||
| 8 | GALECTIN THERAPEUTICS INC COM | 18,400 | 30,000 | 0.00% | ||
| 9 | ABERDEEN ASIA PACIFIC INCOM | 10,300 | 47,000 | 0.00% | ||
| 10 | NEUBERGER BERMAN RE ES SEC FD | 10,000 | 50,000 | 0.00% | ||
| 11 | FAIRMOUNT SANTROL HLDGS INC | 22,500 | 53,000 | 0.00% | ||
| 12 | SPROTT PHYSICAL SILVER TR | 10,478 | 55,000 | 0.00% | ||
| 13 | BLACKROCK DEBT STRAT FD INC COM | 16,497 | 56,000 | 0.00% | ||
| 14 | WMI HOLDINGS CORP. | 21,816 | 57,000 | 0.00% | ||
| 15 | Navidea Biopharm Inc | 42,535 | 57,000 | 0.00% | ||
| 16 | AK STL HLDG CORP | 26,158 | 59,000 | 0.00% | ||
| 17 | APOLLO INVT CORP | 13,153 | 69,000 | 0.01% | ||
| 18 | GAMCO GLOBAL GOLD NAT RES & | 14,720 | 70,000 | 0.01% | ||
| 19 | NUMEREX CORP PA | 11,000 | 71,000 | 0.01% | ||
| 20 | SunEdison Inc | 14,000 | 71,000 | 0.01% | ||
| 21 | First Trust ISE Nat Ga | 16,390 | 73,000 | 0.01% | ||
| 22 | MANNKIND CORP. | 52,927 | 77,000 | 0.01% | ||
| 23 | SOUTHWESTERN ENERGY CO | 10,965 | 78,000 | 0.01% | ||
| 24 | ROYCE MICRO CAP TR INC | 11,043 | 80,000 | 0.01% | ||
| 25 | ALPINE TOTAL DYNAMIC DIVID F | 10,478 | 80,000 | 0.01% | ||
| 26 | GLADSTONE INVT CORP | 10,732 | 82,000 | 0.01% | ||
| 27 | GERDAU S A | 75,000 | 90,000 | 0.01% | ||
| 28 | VOYA GLBL EQTY DIV & PREM OP | 13,039 | 91,000 | 0.01% | ||
| 29 | ALPINE GLOBAL PREMIER PPTYS FD COM SBI | 16,523 | 95,000 | 0.01% | ||
| 30 | LIBERTY ALL STAR EQUITY FD | 17,876 | 96,000 | 0.01% | ||
| 31 | Gramercy PPTY TR Com | 12,700 | 98,000 | 0.01% | ||
| 32 | INVESCO MUNI INCOME OPP TRST | 14,028 | 102,000 | 0.01% | ||
| 33 | NUVEEN PFD INCOME OPPORTUN | 11,851 | 109,000 | 0.01% | ||
| 34 | SEADRILL LIMITED | 32,925 | 112,000 | 0.01% | ||
| 35 | FREEPORT-MCMORAN INC | 17,169 | 116,000 | 0.01% | ||
| 36 | HYDROGENICS CORP NEW | 13,250 | 116,000 | 0.01% | ||
| 37 | SANCHEZ ENERGY CORP COM | 27,814 | 120,000 | 0.01% | ||
| 38 | PIONEER FLOATING RATE TR | 11,100 | 120,000 | 0.01% | ||
| 39 | BLACKROCK INCOME TR INC | 19,246 | 123,000 | 0.01% | ||
| 40 | CYS INVTS INC COM | 18,150 | 129,000 | 0.01% | ||
| 41 | CALAMOS CONV OPPORTUNITIES & | 13,154 | 130,000 | 0.01% | ||
| 42 | HERCULES CAPITAL INC | 10,710 | 131,000 | 0.01% | ||
| 43 | PUTNAM MANAGED MUN INCOME TR | 18,671 | 137,000 | 0.01% | ||
| 44 | VOYA GLBL ADV & PREM OPP FD | 13,543 | 142,000 | 0.01% | ||
| 45 | NUVEEN S&P 500 BUY-WRITE INC | 10,936 | 147,000 | 0.01% | ||
| 46 | SIRIUS XM HOLDINGS INC | 36,442 | 148,000 | 0.01% | ||
| 47 | FRONTIER COMMUNICATIONS CORP | 32,349 | 151,000 | 0.01% | ||
| 48 | Vaneck Vectors Gold | 11,229 | 154,000 | 0.01% | ||
| 49 | BLACKROCK MUNI INCOME TR II | 10,502 | 161,000 | 0.01% | ||
| 50 | NUVEEN DIV ADVANTAGE MUN FD | 12,255 | 174,000 | 0.01% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001612865-16-000012, filed 2016.02.16).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
