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VOYA GLBL ADV & PREM OPP FD
VOYA GLBL ADV & PREM OPP FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 30 Institutional holders with a total value of $47,833,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Advisors Asset Management, Inc. 1,277,058 13,345,000 27.90%
2 GUGGENHEIM CAPITAL LLC 991,554 10,362,000 21.66%
3 MORGAN STANLEY 822,889 8,600,000 17.98%
4 Invesco Ltd. 558,715 5,839,000 12.21%
5 Jacobus Wealth Management, Inc. 256,457 2,680,000 5.60%
6 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 182,955 1,912,000 4.00%
7 UBS Group AG 119,366 1,247,000 2.61%
8 Shaker Financial Services, LLC 60,846 636,000 1.33%
9 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 38,718 405,000 0.85%
10 WELLS FARGO & COMPANY/MN 36,423 381,000 0.80%
11 DOLIVER ADVISORS, LP 34,701 363,000 0.76%
12 BAIRD FINANCIAL GROUP, INC. 31,839 333,000 0.70%
13 RAYMOND JAMES & ASSOCIATES 29,596 309,000 0.65%
14 AMERICAN INTERNATIONAL GROUP, INC. 18,902 197,000 0.41%
15 LPL Financial LLC 18,084 188,000 0.39%
16 SG Americas Securities, LLC 15,548 162,000 0.34%
17 LADENBURG THALMANN FINANCIAL SERVICES INC. 14,345 150,000 0.31%
18 Stratos Wealth Partners, LTD. 13,543 142,000 0.30%
19 Homrich & Berg 13,000 136,000 0.28%
20 FineMark National Bank & Trust 11,700 126,000 0.26%
21 BB&T SECURITIES, LLC 10,479 109,000 0.23%
22 Ameritas Investment Partners, Inc. 4,525 47,000 0.10%
23 CITIGROUP INC 3,486 37,000 0.08%
24 MSI Financial Services Inc 3,547 37,000 0.08%
25 ROYAL BANK OF CANADA 2,286 24,000 0.05%
26 ROBLE, BELKO & COMPANY, INC 2,310 24,000 0.05%
27 PNC FINANCIAL SERVICES GROUP, INC. 2,050 22,000 0.05%
28 BANK OF AMERICA CORP /DE/ 1,106 12,000 0.03%
29 IFP ADVISORS, INC 777 8,000 0.02%
30 Tower Research Capital LLC (TRC) 20 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.