| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Karpus Management, Inc. | 9,344,144 | 59,616,000 | 28.91% | ||
| 2 | SIT INVESTMENT ASSOCIATES INC | 5,655,511 | 36,082,000 | 17.50% | ||
| 3 | WELLS FARGO & COMPANY/MN | 5,569,947 | 35,537,000 | 17.23% | ||
| 4 | 1607 Capital Partners, LLC | 3,704,209 | 23,633,000 | 11.46% | ||
| 5 | LPL Financial LLC | 1,689,891 | 10,832,000 | 5.25% | ||
| 6 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 830,234 | 5,297,000 | 2.57% | ||
| 7 | BESSEMER GROUP INC | 825,000 | 5,264,000 | 2.55% | ||
| 8 | ROYAL BANK OF CANADA | 770,559 | 4,916,000 | 2.38% | ||
| 9 | MORGAN STANLEY | 668,546 | 4,265,000 | 2.07% | ||
| 10 | WFG Advisors, LP | 655,375 | 4,181,000 | 2.03% | ||
| 11 | Invesco Ltd. | 544,146 | 3,472,000 | 1.68% | ||
| 12 | RELATIVE VALUE PARTNERS GROUP, LLC | 460,839 | 2,940,000 | 1.43% | ||
| 13 | Paloma Partners Management Co | 300,000 | 1,914,000 | 0.93% | ||
| 14 | HighTower Advisors, LLC | 186,299 | 1,194,000 | 0.58% | ||
| 15 | GUGGENHEIM CAPITAL LLC | 137,239 | 875,000 | 0.42% | ||
| 16 | CUE ADVISORY SERVICES, INC. | 109,245 | 697,000 | 0.34% | ||
| 17 | BANK OF AMERICA CORP /DE/ | 102,028 | 651,000 | 0.32% | ||
| 18 | UBS Group AG | 90,642 | 578,000 | 0.28% | ||
| 19 | OPPENHEIMER & CO INC | 69,476 | 443,000 | 0.21% | ||
| 20 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 67,246 | 429,000 | 0.21% | ||
| 21 | Capital Investment Advisors, LLC | 54,215 | 346,000 | 0.17% | ||
| 22 | Global Endowment Management, LP | 41,321 | 264,000 | 0.13% | ||
| 23 | Clear Harbor Asset Management, LLC | 39,375 | 251,000 | 0.12% | ||
| 24 | Cetera Advisor Networks LLC | 31,297 | 199,000 | 0.10% | ||
| 25 | Point View Wealth Management, Inc. | 31,013 | 198,000 | 0.10% | ||
| 26 | People's United Financial, Inc. | 30,347 | 194,000 | 0.09% | ||
| 27 | WESBANCO BANK INC | 29,430 | 188,000 | 0.09% | ||
| 28 | PAYDEN & RYGEL | 28,900 | 184,000 | 0.09% | ||
| 29 | ProVise Management Group, LLC | 22,410 | 143,000 | 0.07% | ||
| 30 | Cambridge Investment Research Advisors, Inc. | 21,572 | 138,000 | 0.07% | ||
| 31 | Texan Capital Management | 21,200 | 135,000 | 0.07% | ||
| 32 | Commonwealth Equity Services, Inc | 20,690 | 132,000 | 0.06% | ||
| 33 | STIFEL FINANCIAL CORP | 19,428 | 124,000 | 0.06% | ||
| 34 | Stratos Wealth Partners, LTD. | 19,246 | 123,000 | 0.06% | ||
| 35 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 18,450 | 117,000 | 0.06% | ||
| 36 | Concert Wealth Management Inc. | 11,684 | 75,000 | 0.04% | ||
| 37 | Aviance Capital Partners, LLC | 11,569 | 74,000 | 0.04% | ||
| 38 | MSI Financial Services Inc | 11,199 | 71,000 | 0.03% | ||
| 39 | WealthTrust Axiom LLC | 11,000 | 70,000 | 0.03% | ||
| 40 | NATIONAL PENN INVESTORS TRUST CO /PA | 10,460 | 67,000 | 0.03% | ||
| 41 | Glenview Trust Co | 10,000 | 64,000 | 0.03% | ||
| 42 | CITIGROUP INC | 7,355 | 47,000 | 0.02% | ||
| 43 | Global X Management CO LLC | 4,798 | 31,000 | 0.02% | ||
| 44 | CAPTRUST FINANCIAL ADVISORS | 4,687 | 30,000 | 0.01% | ||
| 45 | AMERICAN INTERNATIONAL GROUP, INC. | 2,800 | 18,000 | 0.01% | ||
| 46 | IFP ADVISORS, INC | 2,696 | 17,000 | 0.01% | ||
| 47 | US BANCORP \DE\ | 2,500 | 16,000 | 0.01% | ||
| 48 | Capital Advisors, Ltd. LLC | 2,403 | 15,000 | 0.01% | ||
| 49 | BRUDERMAN ASSET MANAGEMENT, LLC | 2,000 | 13,000 | 0.01% | ||
| 50 | Shamrock Asset Management LLC | 1,200 | 8,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
