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Institutional Investment Manager
Vident Investment Advisory, LLC
Vident Investment Advisory, LLC (CIK: 0001634047) incorporated in Delaware, located at 1125 Sanctuary Parkway, Alpharetta, GA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 388 holdings with a total value of $752,771,000.
#
Name
Shares
Value ($)
%
Options
Notes
101 NUVEEN PFD INCOME OPPORTUN 101,914 1,021,000 0.14%
102 NUANCE COMM 70,487 1,022,000 0.14%
103 IPG PHOTONICS CORP 12,417 1,023,000 0.14%
104 NATIONAL INSTRS CORP 36,026 1,023,000 0.14%
105 ZEBRA TECHNOLOGIES CORPORATION CL A 14,712 1,024,000 0.14%
106 LINCOLN ELEC HLDGS INC 16,368 1,025,000 0.14%
107 VARIAN MED SYS INC 10,300 1,025,000 0.14%
108 NORTHROP GRUMMAN CORP 4,807 1,028,000 0.14%
109 TRIMBLE INC 36,006 1,028,000 0.14%
110 QIAGEN NV 37,572 1,031,000 0.14%
111 MICROCHIP TECHNOLOGY 16,634 1,034,000 0.14%
112 IMMERSION CORP 126,783 1,035,000 0.14%
113 DEERE & CO 12,148 1,037,000 0.14%
114 3-D SYS CORP DEL 57,876 1,039,000 0.14%
115 JOHN BEAN TECHNOLOGIES CORP COM 14,750 1,041,000 0.14%
116 ACTIVISION BLIZZARD INC 23,493 1,041,000 0.14%
117 CONSTELLATION BRANDS INC 5,347 1,043,000 0.14%
118 CYTOMX THERAPEUTICS INC COM 67,396 1,057,000 0.14%
119 BELLICUM PHARMACEUTICALS INCORPORATED 53,229 1,059,000 0.14%
120 NVIDIA CORPORATION 15,537 1,065,000 0.14%
121 AMBARELLA INC 14,934 1,099,000 0.15%
122 BLUEBIRD BIO INC COM 16,517 1,120,000 0.15%
123 SYKES ENTERPRISES INC 39,838 1,121,000 0.15%
124 XENCOR INC COM 47,916 1,173,000 0.16%
125 FIAT CHRYSLER AUTOMOBILES N 185,380 1,177,000 0.16%
126 SPARTANNASH CO COM 40,993 1,186,000 0.16%
127 AGENUS INC 167,654 1,204,000 0.16%
128 KROGER CO 42,351 1,257,000 0.17%
129 INVESCO DYNAMIC CR OPPORTUNI 109,103 1,283,000 0.17%
130 AMGEN INC 7,913 1,320,000 0.18%
131 EATON VANCE TAX MANAGED DIVE 129,627 1,388,000 0.18%
132 INCYTE CORP 13,467 1,432,000 0.19%
133 HOLLYFRONTIER CORP 59,689 1,462,000 0.19%
134 ALPHABET INC 1,852 1,489,000 0.20%
135 BENCHMARK ELECTRS INC 62,762 1,566,000 0.21%
136 AMKOR TECHNOLOGY INC 162,165 1,576,000 0.21%
137 MICROSOFT CORP 27,734 1,597,000 0.21%
138 EXPRESS INC COM 136,656 1,611,000 0.21%
139 GANNETT CO INC 143,505 1,670,000 0.22%
140 GREEN DOT CORP CL A 72,408 1,670,000 0.22%
141 CSG SYS INTL INC 41,328 1,708,000 0.23%
142 PLEXUS CORP COM 36,599 1,712,000 0.23%
143 PFIZER INC 51,151 1,732,000 0.23%
144 WOLVERINE WORLD WIDE INC COM 76,625 1,765,000 0.23%
145 DENBURY RESOURCES INC 546,380 1,765,000 0.23%
146 ABERCROMBIE & FITCH CO 112,690 1,791,000 0.24%
147 GUESS INC 123,031 1,797,000 0.24%
148 DIAMOND OFFSHR DRILLING 102,346 1,802,000 0.24%
149 ALLIANCEBERNSTEIN GLOBAL HIG 145,642 1,837,000 0.24%
150 CNO FINL GROUP INC 120,471 1,840,000 0.24%
Page 3 of 8

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001634047-16-000015, filed 2016.11.10).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.