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Institutional Investment Manager
BAIRD FINANCIAL GROUP, INC.
BAIRD FINANCIAL GROUP, INC. (CIK: 0001648711). Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 1,189 holdings with a total value of $11,516,725,000.
#
Name
Shares
Value ($)
%
Options
Notes
1151 WESTERN ASSET INTER MUNI FD 16,994 162,000 0.00%
1152 FIRST TR ENHANCED EQTY INC F 11,807 160,000 0.00%
1153 EL POLLO LOCO HLDGS INC 12,890 159,000 0.00%
1154 MORGAN STANLEY EM MKTS DM DE 21,730 156,000 0.00%
1155 NUVEEN INTER DURATION MN TMF 12,000 153,000 0.00%
1156 BLACKROCK STRATEGIC MUN TR COM 11,366 153,000 0.00%
1157 SHILOH INDS INC 22,000 152,000 0.00%
1158 EATON VANCE TX MNG BY WRT OP 10,139 150,000 0.00%
1159 MODINE MFG CO COM 10,000 149,000 0.00%
1160 DIAMONDROCK HOSPITALITY CO COM 12,447 144,000 0.00%
1161 NORDIC AMERICAN TANKERS LIMI 17,125 144,000 0.00%
1162 CLIFFS NATURAL RESOURCES INC N/C 8/25/17 185899101 16,853 142,000 0.00%
1163 ELECTRO SCIENTIFIC INDS 23,274 138,000 0.00%
1164 FORTRESS INVESTMENT GROUP LL 27,600 134,000 0.00%
1165 RING ENERGY INC COM 10,000 130,000 0.00%
1166 ENSCO PLC 13,290 129,000 0.00%
1167 EATON VANCE TAX MANAGED DIVE 12,073 125,000 0.00%
1168 CALAMOS CONV & HIGH INCOME F 11,819 125,000 0.00%
1169 CALAMOS STRATEGIC TOTL RETN 11,900 122,000 0.00%
1170 ARCELORMITTAL SA LUXEMBOURG 16,715 122,000 0.00%
1171 NUVEEN SELECT MAT MUN FD 11,700 114,000 0.00%
1172 WESTERN ASSET MUN HI INCM FD 14,516 104,000 0.00%
1173 WEATHERFORD INTL PLC 19,920 99,000 0.00%
1174 XEROX CORP 10,867 95,000 0.00%
1175 ONCOMED PHARMACEUTICALS INC 12,000 93,000 0.00%
1176 MIMEDX GROUP INC COM 10,000 89,000 0.00%
1177 PROSPECT CAPITAL CORPORATION 10,547 88,000 0.00%
1178 PC-TEL INC 14,286 77,000 0.00%
1179 Curis, Inc 25,148 77,000 0.00%
1180 APOLLO INVT CORP 12,940 76,000 0.00%
1181 MANITOWOC INC COM 11,340 68,000 0.00%
1182 MFS MUN INCOME TR 10,023 66,000 0.00%
1183 BIOTIME INC 18,021 65,000 0.00%
1184 NOKIA CORP 13,082 63,000 0.00%
1185 PUTNAM PREMIER INCOME TR 10,535 52,000 0.00%
1186 Compugen Ltd 10,000 51,000 0.00%
1187 TASEKO MINES LTD 42,607 36,000 0.00%
1188 PENN WEST 14,293 25,000 0.00%
1189 MANNKIND CORPORATION 25,000 16,000 0.00%
Page 24 of 24

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001648711-17-000002, filed 2017.02.10).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.