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FIRST TR ENHANCED EQTY INC F
FIRST TR ENHANCED EQTY INC F. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 50 Institutional holders with a total value of $82,881,368.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Karpus Management, Inc. 1,349,895 18,237,000 22.00%
2 MORGAN STANLEY 937,502 12,666,000 15.28%
3 Advisors Asset Management, Inc. 654,779 8,846,000 10.67%
4 RAYMOND JAMES & ASSOCIATES 555,725 7,508,000 9.06%
5 Invesco Ltd. 475,540 6,424,000 7.75%
6 North Star Investment Management Corp. 317,041 4,283,000 5.17%
7 WELLS FARGO & COMPANY/MN 280,855 3,795,000 4.58%
8 Raymond James Financial Services Advisors, Inc. 170,756 2,307,000 2.78%
9 Arete Wealth Advisors, LLC 152,075 2,055,000 2.48%
10 UBS Group AG 135,578 1,832,000 2.21%
11 ICON ADVISERS INC/CO 127,897 1,728,000 2.08%
12 ROYAL BANK OF CANADA 127,411 1,721,000 2.08%
13 Shaker Financial Services, LLC 78,062 1,055,000 1.27%
14 Commonwealth Equity Services, Inc 76,004 1,027,000 1.24%
15 EDMONDS DUNCAN REGISTERED INVESTMENT ADVISORS, LLC 70,431 952,000 1.15%
16 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 66,863 904,000 1.09%
17 BANK OF NOVA SCOTIA 56,888 769,000 0.93%
18 ADVISOR GROUP, INC. 54,390 735,000 0.89%
19 PNC FINANCIAL SERVICES GROUP, INC. 49,700 671,000 0.81%
20 LPL Financial LLC 34,030 461,000 0.56%
21 Bulldog Investors, LLP 31,633 427,000 0.52%
22 OPPENHEIMER & CO INC 31,438 425,000 0.51%
23 BANK OF AMERICA CORP /DE/ 31,303 423,000 0.51%
24 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 31,186 421,000 0.51%
25 LADENBURG THALMANN FINANCIAL SERVICES INC. 27,278 369,000 0.45%
26 GUGGENHEIM CAPITAL LLC 26,290 355,000 0.43%
27 RAYMOND JAMES TRUST N.A. 26,172 353,000 0.43%
28 McGowan Group Asset Management, Inc. 22,244 301,000 0.36%
29 SHEPHERD KAPLAN KROCHUK, LLC 21,200 286,000 0.35%
30 Regis Management CO LLC 18,500 250,000 0.30%
31 AMERIPRISE FINANCIAL INC 15,131 204,000 0.25%
32 BB&T SECURITIES, LLC 13,782 184,000 0.22%
33 BAIRD FINANCIAL GROUP, INC. 11,807 160,000 0.19%
34 Concert Wealth Management Inc. 11,767 158,000 0.19%
35 IFC Holdings Incorporated/FL 10,353 141,000 0.17%
36 MassMutual Private Wealth & Trust, FSB 6,911 93,368 0.11%
37 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 6,300 85,000 0.10%
38 BELLWETHER INVESTMENT GROUP, LLC 5,982 81,000 0.10%
39 CWM, LLC 4,071 55,000 0.07%
40 MSI Financial Services Inc 3,040 41,000 0.05%
41 MOSAIC FAMILY WEALTH, LLC 1,972 27,000 0.03%
42 IFP ADVISORS, INC 1,158 16,000 0.02%
43 Chicago Partners Investment Group LLC 1,000 14,000 0.02%
44 GENEOS WEALTH MANAGEMENT INC. 615 8,000 0.01%
45 ENTERPRISE FINANCIAL SERVICES CORP 510 7,000 0.01%
46 Creative Planning 500 7,000 0.01%
47 SEVENBRIDGE FINANCIAL GROUP, LLC 464 6,000 0.01%
48 Apriem Advisors 225 3,000 0.00%
49 US BANCORP \DE\ 250 3,000 0.00%
50 Allworth Financial LP 183 2,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.