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Institutional Investment Manager
NWAM LLC
NWAM LLC (CIK: 0001655006) incorporated in Washington, located at 2835 82nd Ave Se, Mercer Island, WA. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q1)
Original 13F HR (0001085146-16-004408) filed in 2016.09.09
#
Name
Shares
Value ($)
%
Options
Notes
101 NEW MTN FIN CORP 19,300 282 0.12%
102 PIMCO CORPORATE INCOME OPP 19,000 300 0.13%
103 STATOIL ASA 18,580 327 0.14%
104 VANGUARD NAT RES LLC COM UNIT 18,357 257 0.11%
105 HANCOCK JOHN PFD INCOME FD 18,300 387 0.17%
106 CHEVRON CORP NEW 17,873 1,876 0.80%
107 SPECIAL OPPORTUNITIES FUND INC COM 17,369 268 0.11%
108 TITAN INTL INC ILL COM 17,280 162 0.07%
109 POWERSHARES QQQ TRUST 17,137 1,810 0.77%
110 BERKSHIRE HATHAWAY INC DEL 16,920 2,442 1.04%
111 T MOBILE US INC 16,860 534 0.23%
112 VANGUARD INTL EQUITY INDEX F 16,700 814 0.35%
113 HOEGH LNG PARTNERS LP 16,686 362 0.15%
114 BLACKROCK MUNIYIELD QUALITY 16,650 256 0.11%
115 PUTNAM MASTER INTER INCOME T 16,598 81 0.03%
116 VANGUARD TAX-MANAGED FDS 16,559 660 0.28%
117 PAN AMERN SILVER CORP 16,449 144 0.06%
118 TRANSOCEAN LTD 16,019 235 0.10%
119 CABLEVISION SYS CORP(NEW) NY GROUP CL ACOM 15,890 291 0.12%
120 ISHARES TR 15,689 1,007 0.43%
121 BLACKROCK CORE BD TR 15,500 214 0.09%
122 BRISTOL MYERS SQUIBB CO 15,357 991 0.42%
123 ISHARES TR 15,323 1,865 0.80%
124 FORTRESS INVESTMENT GROUP LL 15,000 121 0.05%
125 PEABODY ENERGY CORP 14,931 73 0.03%
126 HANCOCK JOHN INCOME SECS TR 14,925 214 0.09%
127 SHIP FINANCE INTERNATIONAL L 14,900 221 0.09%
128 CALAMOS STRATEGIC TOTL RETN 14,900 168 0.07%
129 PETROLEO BRASILEIRO SA PETRO 14,841 90 0.04%
130 ISHARES TR 14,793 1,173 0.50%
131 ISHARES TR 14,486 632 0.27%
132 ISHARES 20 YEAR TREASURY BOND ETF 14,280 1,866 0.80%
133 WESTERN ASSET MTG DEFINED OP 14,274 343 0.15%
134 ALPHA NATURAL RESOURCES 14,200 14 0.01%
135 INVESCO TR INVT GRADE MUNS 14,070 189 0.08%
136 KINDER MORGAN INC DEL 13,977 588 0.25%
137 WELLS FARGO INCOME OPPORTUNI 13,885 122 0.05%
138 COSTCO WHSL CORP NEW 13,753 2,083 0.89%
139 ROYAL DUTCH SHELL PLC 13,394 799 0.34%
140 MARINE HARVEST ASA 13,345 152 0.06%
141 QUALCOMM INC 13,322 924 0.40%
142 ISHARES RUSSELL 2000 GROWTH ETF 13,256 2,009 0.86%
143 CIENA CORP 13,189 255 0.11%
144 PUTNAM MUN OPPORTUNITIES TR 13,172 161 0.07%
145 JPMORGAN CHASE & CO 13,160 797 0.34%
146 PARAMOUNT GOLD & SILVER COR 13,000 13 0.01%
147 DREYFUS STRATEGIC MUNS INCORPORATED 13,000 109 0.05%
148 NEW YORK CMNTY BANCORP INC 12,850 215 0.09%
149 NUVEEN QUALITY INCOME MUNI FUND 12,399 174 0.07%
150 NUVEEN MULTI MKT INCOME FD 12,108 92 0.04%
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