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HANCOCK JOHN PFD INCOME FD
HANCOCK JOHN PFD INCOME FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 41 Institutional holders with a total value of $46,569,581.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS Group AG 392,703 8,314,000 17.85%
2 GUGGENHEIM CAPITAL LLC 348,956 7,387,000 15.86%
3 Invesco Ltd. 211,539 4,478,000 9.62%
4 LPL Financial LLC 137,310 2,921,000 6.27%
5 BANK OF AMERICA CORP /DE/ 120,189 2,544,000 5.46%
6 CREDIT SUISSE AG/ 117,001 2,477,000 5.32%
7 PRING TURNER CAPITAL GROUP INC 84,600 1,791,000 3.85%
8 Commonwealth Equity Services, Inc 83,267 1,763,000 3.79%
9 ROYAL BANK OF CANADA 79,808 1,689,000 3.63%
10 Capital Investment Advisors, LLC 11,507 1,537,000 3.30%
11 WELLS FARGO & COMPANY/MN 54,154 1,147,000 2.46%
12 MORGAN STANLEY 52,418 1,110,000 2.38%
13 COHEN & STEERS, INC. 48,349 1,024,000 2.20%
14 COHEN & STEERS CAPITAL MANAGEMENT INC 48,349 1,024,000 2.20%
15 TSP Capital Management Group, LLC 43,100 912,000 1.96% PRN
16 INVESTMENT CENTERS OF AMERICA INC 38,820 810,000 1.74%
17 Investors Capital Advisory Services 38,200 808,000 1.74%
18 Shaker Financial Services, LLC 34,626 733,000 1.57%
19 VICUS CAPITAL 31,383 664,000 1.43%
20 Cambridge Investment Research Advisors, Inc. 29,687 628,000 1.35%
21 MONROE BANK & TRUST/MI 23,073 489,000 1.05%
22 NWAM LLC 18,300 387,000 0.83%
23 Windsor Capital Management, LLC 11,781 249,000 0.53%
24 Cetera Advisor Networks LLC 11,364 239,000 0.51%
25 MANNING & NAPIER ADVISORS LLC 10,500 222,000 0.48% PRN
26 ProVise Management Group, LLC 10,000 212,000 0.46%
27 AMERICAN INTERNATIONAL GROUP, INC. 9,619 203,634 0.44%
28 HighTower Advisors, LLC 9,475 201,000 0.43%
29 WFG Advisors, LP 9,200 195,000 0.42%
30 PNC FINANCIAL SERVICES GROUP, INC. 7,221 153,000 0.33%
31 Creative Planning 4,597 97,000 0.21%
32 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,558 55,000 0.12%
33 Advisory Services Network, LLC 978 21,000 0.05%
34 Tower Research Capital LLC (TRC) 1,000 21,000 0.05%
35 CITY HOLDING CO 1,000 21,000 0.05%
36 Winslow, Evans & Crocker, Inc. 600 12,702 0.03%
37 Regal Investment Advisors LLC 500 11,000 0.02%
38 BANK OF MONTREAL /CAN/ 338 7,000 0.02%
39 CAPTRUST FINANCIAL ADVISORS 295 6,245 0.01%
40 US BANCORP \DE\ 200 4,000 0.01%
41 NEXT Financial Group, Inc 100 2,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.