Dark
Light
System
Institutional Investment Manager
BERGANKDV WEALTH MANAGEMENT, LLC
BERGANKDV WEALTH MANAGEMENT, LLC (CIK: 0001660203). Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001660203-16-000005) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
1 SCHWAB INTERNATIONAL EQUITY ETF 431,693 11,703 7.03%
2 ALPS ETF TR 290,396 11,305 6.79%
3 CLAYMORE EXCHANGE TRD FD TR 280,498 6,350 3.81%
4 SCHWAB INTERMEDIATE-TERM US TREASURY ETF 112,471 6,212 3.73%
5 SCHWAB U.S. LARGE-CAP ETF 112,310 5,485 3.29%
6 SCHWAB U.S. MID-CAP ETF 129,223 5,245 3.15%
7 CLAYMORE EXCHANGE TRD FD TR 139,455 5,183 3.11%
8 GUGGENHEIM BULLETSHARES 2016 CORPORATE BOND ETF 203,012 4,476 2.69%
9 VANGUARD SPECIALIZED PORTFOL 47,388 3,850 2.31%
10 SCHWAB U.S. REIT ETF 91,670 3,795 2.28%
11 RYDEX ETF TRUST 25,248 3,644 2.19%
12 SCHWAB US AGGREGATE BOND ETF 58,062 3,067 1.84%
13 ISHARES TR 25,129 3,065 1.84%
14 WELLS FARGO CO NEW 57,182 2,765 1.66%
15 PIMCO ETF TR 21,610 2,279 1.37%
16 ISHARES TR 32,722 2,038 1.22%
17 FIRST TR EXCHANGE TRADED FD 92,600 2,024 1.22%
18 PEPSICO INC 18,281 1,873 1.12%
19 CHEVRON CORP NEW 17,767 1,695 1.02%
20 SCHWAB EMERGING MARKETS EQUITY ETF 81,051 1,683 1.01%
21 BARCLAYS BANK 318,786 1,632 0.98%
22 EXXON MOBIL CORP 19,435 1,625 0.98%
23 VERIZON COMMUNICATIONS INC 27,638 1,495 0.90%
24 PINNACLE WEST 19,227 1,443 0.87%
25 3M CO 8,568 1,428 0.86%
26 VANGUARD BD INDEX FDS 16,008 1,381 0.83%
27 DOW CHEM CO 27,121 1,379 0.83%
28 KRAFT HEINZ CO 17,328 1,361 0.82%
29 SYSCO CORP 28,801 1,346 0.81%
30 CONOCOPHILLIPS 33,411 1,345 0.81%
31 ISHARES TR 16,353 1,336 0.80%
32 SPDR SER TR 11,178 1,325 0.80%
33 NTT DOCOMO INC 54,521 1,241 0.74%
34 SPDR S&P 600 SMALL CAP GROWTH ETF 7,162 1,238 0.74%
35 CONCURRENT COMPUTER CORP NEW COM PAR $.01 208,391 1,230 0.74%
36 AT&T INC 31,176 1,221 0.73%
37 NATIONAL GRID PLC ADR 17,041 1,217 0.73%
38 HOLLYFRONTIER CORP 34,327 1,212 0.73%
39 ANNALY CAP MGMT INC 116,025 1,190 0.71%
40 ABBVIE INC 20,704 1,183 0.71%
41 OLD REP INTL CORP 63,030 1,152 0.69%
42 SCHWAB U.S. SMALL-CAP ETF 21,788 1,134 0.68%
43 BP PLC 37,147 1,121 0.67%
44 WAYSIDE TECHNOLOGY GROUP INC 65,346 1,117 0.67%
45 GANNETT CO INC 73,512 1,113 0.67%
46 BERKSHIRE HATHAWAY INC DEL 7,825 1,110 0.67%
47 HCP INC 33,941 1,106 0.66%
48 AMERICAN ELEC PWR INC 15,794 1,049 0.63%
49 INTEL CORP 31,174 1,008 0.61%
50 XCEL ENERGY INC 23,761 994 0.60%
Page 1 of 3
Restatement filing (0001660203-16-000006) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
1 LIBERTY ALL STAR EQUITY FUND SH BEN INT 12,000 60 0.03%
2 HUTCHISON PORT HOLDINGS TRUST 24,000 81 0.03%
3 GABELLI EQUITY TR INC 17,090 94 0.04%
4 MESABI TR 12,000 129 0.06%
5 SPDR SER TR 4,124 202 0.09%
6 ALLETE INC COM NEW 3,198 207 0.09%
7 FIRST TR EXCHANG TRADED FD I 3,898 210 0.09%
8 EVERSOURCE ENERGY 3,656 219 0.09%
9 PHILIP MORRIS INTL INC 2,216 225 0.10%
10 NEXTERA ENERGY INC 1,890 246 0.11%
11 ALTRIA GROUP INC 3,731 257 0.11%
12 MICROSOFT CORP 5,106 261 0.11%
13 WAL-MART STORES INC 3,703 270 0.12%
14 APPLE INC 3,024 289 0.12%
15 SPDR SER TR 6,785 297 0.13%
16 COMCAST CORP NEW 4,645 303 0.13%
17 OCCIDENTAL PETE CORP DEL 4,231 320 0.14%
18 SPDR S&P 500 ETF TR 1,594 334 0.14%
19 CAPITAL ONE FINL CORP 5,280 335 0.14%
20 MERCER INTL INC 42,300 338 0.14%
21 LILLY ELI & CO 4,501 354 0.15%
22 MEDTRONIC PLC 4,095 355 0.15%
23 ORACLE CORP 8,804 360 0.15%
24 VANGUARD INDEX FDS 3,455 370 0.16%
25 WELLTOWER INC 4,857 370 0.16%
26 HOME DEPOT INC 3,009 384 0.16%
27 TEXAS INSTRS INC 6,346 398 0.17%
28 DELTA AIRLINES INC DEL 11,673 425 0.18%
29 AMAZON COM INC 597 427 0.18%
30 PROCTER AND GAMBLE CO 5,110 433 0.19%
31 ENTERPRISE PRODS PARTNERS L 16,118 472 0.20%
32 PFIZER INC 13,688 482 0.21%
33 FIRST TR EXCHANGE TRADED FD 10,222 487 0.21%
34 SOUTHERN CO 9,124 489 0.21%
35 FIRST TR EXCHANGE TRADED FD 9,657 498 0.21%
36 SKYWORKS SOLUTIONS INC 7,902 500 0.21%
37 JPMORGAN CHASE & CO 8,135 506 0.22%
38 GOODYEAR TIRE & RUBR CO 19,998 513 0.22%
39 TENET HEALTHCARE CORP 18,653 516 0.22%
40 NATIONAL OILWELL VARCO INC 15,477 521 0.22%
41 GROUPE CGI INC 12,223 522 0.22%
42 MYLAN N V 12,351 534 0.23%
43 AGCO CORP 11,497 542 0.23%
44 AUTOZONE INC 701 556 0.24%
45 CUMMINS INC 4,993 561 0.24%
46 SEAGATE TECHNOLOGY PLC 23,153 564 0.24%
47 MOHAWK INDS INC 2,998 569 0.24%
48 GILEAD SCIENCES INC 6,839 571 0.24%
49 INTERNATIONAL BUSINESS MACHS 3,839 583 0.25%
50 DR PEPPER SNAPPLE GROUP INC 6,039 584 0.25%
Page 1 of 3