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Institutional Investment Manager
BERGANKDV WEALTH MANAGEMENT, LLC
BERGANKDV WEALTH MANAGEMENT, LLC (CIK: 0001660203). Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001660203-16-000005) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
1 SCHWAB INTERNATIONAL EQUITY ETF 431,693 11,703 7.03%
2 BARCLAYS BANK 318,786 1,632 0.98%
3 ALPS ETF TR 290,396 11,305 6.79%
4 CLAYMORE EXCHANGE TRD FD TR 280,498 6,350 3.81%
5 CONCURRENT COMPUTER CORP NEW COM PAR $.01 208,391 1,230 0.74%
6 GUGGENHEIM BULLETSHARES 2016 CORPORATE BOND ETF 203,012 4,476 2.69%
7 CLAYMORE EXCHANGE TRD FD TR 139,455 5,183 3.11%
8 SCHWAB U.S. MID-CAP ETF 129,223 5,245 3.15%
9 ANNALY CAP MGMT INC 116,025 1,190 0.71%
10 SCHWAB INTERMEDIATE-TERM US TREASURY ETF 112,471 6,212 3.73%
11 SCHWAB U.S. LARGE-CAP ETF 112,310 5,485 3.29%
12 FIRST TR EXCHANGE TRADED FD 92,600 2,024 1.22%
13 SCHWAB U.S. REIT ETF 91,670 3,795 2.28%
14 SCHWAB EMERGING MARKETS EQUITY ETF 81,051 1,683 1.01%
15 GANNETT CO INC 73,512 1,113 0.67%
16 WAYSIDE TECHNOLOGY GROUP INC 65,346 1,117 0.67%
17 POWERSHARES ETF TR II 63,747 951 0.57%
18 OLD REP INTL CORP 63,030 1,152 0.69%
19 SCHWAB US AGGREGATE BOND ETF 58,062 3,067 1.84%
20 WELLS FARGO & CO NEW 57,182 2,765 1.66%
21 NTT Domoco Inc 54,521 1,241 0.74%
22 FIRST TR EXCHANGE TRADED FD 48,011 891 0.53%
23 VANGUARD SPECIALIZED FUNDS 47,388 3,850 2.31%
24 DUFF PHELPS UTLITY AND INF 42,955 683 0.41%
25 Mercer International 42,300 400 0.24%
26 CLAYMORE EXCHANGE TRD FD TR 41,879 969 0.58%
27 BP PLC 37,147 1,121 0.67%
28 HOLLYFRONTIER CORP 34,327 1,212 0.73%
29 HCP INC 33,941 1,106 0.66%
30 CONOCOPHILLIPS 33,411 1,345 0.81%
31 ISHARES TR 32,722 2,038 1.22%
32 AT&T INC 31,176 1,221 0.73%
33 INTEL CORP 31,174 1,008 0.61%
34 MASTEC INC 30,769 623 0.37%
35 SYSCO CORP 28,801 1,346 0.81%
36 VERIZON COMMUNICATIONS INC 27,638 1,495 0.90%
37 DOW CHEM CO 27,121 1,379 0.83%
38 POWERSHARES BUILD AMERICA BOND PORTFOLIO ETF 27,088 818 0.49%
39 ARROW FINL CORP 25,777 685 0.41%
40 MDU RES GROUP INC 25,632 499 0.30%
41 RYDEX ETF TRUST 25,248 3,644 2.19%
42 ISHARES TRUST US HLTHCR PR ETF 25,129 3,065 1.84%
43 HUTCHISON PORT HOLDINGS TRUST 24,000 88 0.05%
44 XCEL ENERGY INC 23,761 994 0.60%
45 US BANCORP DEL 22,330 906 0.54%
46 SCHWAB U.S. SMALL-CAP ETF 21,788 1,134 0.68%
47 PIMCO ETF TR 21,610 2,279 1.37%
48 ABBVIE INC 20,704 1,183 0.71%
49 EXXON MOBIL CORP 19,435 1,625 0.98%
50 PINNACLE WEST 19,227 1,443 0.87%
Page 1 of 3
Restatement filing (0001660203-16-000006) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
1 ALPS ETF TR 513,529 20,485 8.76%
2 CLAYMORE EXCHANGE TRD FD TR 750,978 17,100 7.31%
3 SCHWAB INTERMEDIATE-TERM US TREASURY ETF 283,317 15,857 6.78%
4 CLAYMORE EXCHANGE TRD FD TR 318,875 12,505 5.35%
5 GUGGENHEIM BULLETSHARES 2016 CORPORATE BOND ETF 554,537 12,223 5.23%
6 SCHWAB INTERNATIONAL EQUITY ETF 447,687 12,137 5.19%
7 RYDEX ETF TRUST 60,176 9,076 3.88%
8 SCHWAB U.S. REIT ETF 175,598 7,628 3.26%
9 SCHWAB US AGGREGATE BOND ETF 68,759 3,694 1.58%
10 SCHWAB U.S. LARGE-CAP ETF 65,318 3,251 1.39%
11 SPDR SER TR 25,657 3,157 1.35%
12 SPDR S&P 600 SMALL CAP GROWTH ETF 16,853 3,006 1.29%
13 SCHWAB U.S. MID-CAP ETF 71,229 2,992 1.28%
14 SCHWAB EMERGING MARKETS EQUITY ETF 138,615 2,951 1.26%
15 WELLS FARGO & CO NEW 56,877 2,692 1.15%
16 POWERSHARES ETF TR II 168,878 2,574 1.10%
17 VANGUARD SPECIALIZED FUNDS 30,871 2,570 1.10%
18 3M CO 14,271 2,499 1.07%
19 CLAYMORE EXCHANGE TRD FD TR 103,130 2,443 1.04%
20 PIMCO ETF TR 22,595 2,426 1.04%
21 CHEVRON CORP NEW 21,285 2,231 0.95%
22 ISHARES TRUST US HLTHCR PR ETF 15,260 1,944 0.83%
23 PEPSICO INC 18,281 1,937 0.83%
24 EXXON MOBIL CORP 20,610 1,932 0.83%
25 PINNACLE WEST 22,741 1,843 0.79%
26 KRAFT HEINZ CO 20,700 1,832 0.78%
27 NTT Domoco Inc 64,904 1,753 0.75%
28 SYSCO CORP 34,431 1,747 0.75%
29 CONOCOPHILLIPS 39,057 1,703 0.73%
30 ABBVIE INC 26,866 1,663 0.71%
31 BP PLC 46,023 1,634 0.70%
32 DOW CHEM CO 31,786 1,580 0.68%
33 ANNALY CAP MGMT INC 142,222 1,574 0.67%
34 NATIONAL GRID PLC 21,072 1,566 0.67%
35 OLD REP INTL CORP 79,047 1,525 0.65%
36 HCP INC 42,790 1,514 0.65%
37 VERIZON COMMUNICATIONS INC 26,942 1,504 0.64%
38 WAYSIDE TECHNOLOGY GROUP INC 79,360 1,433 0.61%
39 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF 16,870 1,429 0.61%
40 VANGUARD BD INDEX FDS 15,999 1,409 0.60%
41 AT&T INC 30,723 1,328 0.57%
42 CONCURRENT COMPUTER CORP NEW COM PAR $.01 252,305 1,317 0.56%
43 GANNETT CO INC 93,446 1,290 0.55%
44 TRAVELERS COMPANIES INC 9,915 1,180 0.50%
45 HOLLYFRONTIER CORP 49,530 1,177 0.50%
46 FIRST TR EXCHANGE TRADED FD 46,343 1,144 0.49%
47 SCHWAB U.S. SMALL-CAP ETF 20,726 1,120 0.48%
48 ISHARES TR 16,793 1,061 0.45%
49 FIRST TR EXCHANGE TRADED FD 51,065 987 0.42%
50 POWERSHARES BUILD AMERICA BOND PORTFOLIO ETF 31,052 978 0.42%
Page 1 of 3