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Institutional Investment Manager
BERGANKDV WEALTH MANAGEMENT, LLC
BERGANKDV WEALTH MANAGEMENT, LLC (CIK: 0001660203). Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001660203-16-000005) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
1 SCHWAB INTERNATIONAL EQUITY ETF 431,693 11,703 7.03%
2 ALPS ETF TR 290,396 11,305 6.79%
3 CLAYMORE EXCHANGE TRD FD TR 280,498 6,350 3.81%
4 SCHWAB INTERMEDIATE-TERM US TREASURY ETF 112,471 6,212 3.73%
5 SCHWAB U.S. LARGE-CAP ETF 112,310 5,485 3.29%
6 SCHWAB U.S. MID-CAP ETF 129,223 5,245 3.15%
7 CLAYMORE EXCHANGE TRD FD TR 139,455 5,183 3.11%
8 GUGGENHEIM BULLETSHARES 2016 CORPORATE BOND ETF 203,012 4,476 2.69%
9 VANGUARD SPECIALIZED FUNDS 47,388 3,850 2.31%
10 SCHWAB U.S. REIT ETF 91,670 3,795 2.28%
11 RYDEX ETF TRUST 25,248 3,644 2.19%
12 SCHWAB US AGGREGATE BOND ETF 58,062 3,067 1.84%
13 ISHARES TRUST US HLTHCR PR ETF 25,129 3,065 1.84%
14 WELLS FARGO & CO NEW 57,182 2,765 1.66%
15 PIMCO ETF TR 21,610 2,279 1.37%
16 ISHARES TR 32,722 2,038 1.22%
17 FIRST TR EXCHANGE TRADED FD 92,600 2,024 1.22%
18 PEPSICO INC 18,281 1,873 1.12%
19 CHEVRON CORP NEW 17,767 1,695 1.02%
20 SCHWAB EMERGING MARKETS EQUITY ETF 81,051 1,683 1.01%
21 BARCLAYS BANK 318,786 1,632 0.98%
22 EXXON MOBIL CORP 19,435 1,625 0.98%
23 VERIZON COMMUNICATIONS INC 27,638 1,495 0.90%
24 PINNACLE WEST 19,227 1,443 0.87%
25 3M CO 8,568 1,428 0.86%
26 VANGUARD BD INDEX FDS 16,008 1,381 0.83%
27 DOW CHEM CO 27,121 1,379 0.83%
28 KRAFT HEINZ CO 17,328 1,361 0.82%
29 SYSCO CORP 28,801 1,346 0.81%
30 CONOCOPHILLIPS 33,411 1,345 0.81%
31 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF 16,353 1,336 0.80%
32 SPDR SER TR 11,178 1,325 0.80%
33 NTT Domoco Inc 54,521 1,241 0.74%
34 SPDR S&P 600 SMALL CAP GROWTH ETF 7,162 1,238 0.74%
35 CONCURRENT COMPUTER CORP NEW COM PAR $.01 208,391 1,230 0.74%
36 AT&T INC 31,176 1,221 0.73%
37 NATIONAL GRID PLC 17,041 1,217 0.73%
38 HOLLYFRONTIER CORP 34,327 1,212 0.73%
39 ANNALY CAP MGMT INC 116,025 1,190 0.71%
40 ABBVIE INC 20,704 1,183 0.71%
41 OLD REP INTL CORP 63,030 1,152 0.69%
42 SCHWAB U.S. SMALL-CAP ETF 21,788 1,134 0.68%
43 BP PLC 37,147 1,121 0.67%
44 WAYSIDE TECHNOLOGY GROUP INC 65,346 1,117 0.67%
45 GANNETT CO INC 73,512 1,113 0.67%
46 BERKSHIRE HATHAWAY INC DEL 7,825 1,110 0.67%
47 HCP INC 33,941 1,106 0.66%
48 AMERICAN ELEC PWR INC 15,794 1,049 0.63%
49 INTEL CORP 31,174 1,008 0.61%
50 XCEL ENERGY INC 23,761 994 0.60%
Page 1 of 3
Restatement filing (0001660203-16-000006) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
1 CLAYMORE EXCHANGE TRD FD TR 750,978 17,100 7.31%
2 GUGGENHEIM BULLETSHARES 2016 CORPORATE BOND ETF 554,537 12,223 5.23%
3 ALPS ETF TR 513,529 20,485 8.76%
4 SCHWAB INTERNATIONAL EQUITY ETF 447,687 12,137 5.19%
5 CLAYMORE EXCHANGE TRD FD TR 318,875 12,505 5.35%
6 SCHWAB INTERMEDIATE-TERM US TREASURY ETF 283,317 15,857 6.78%
7 CONCURRENT COMPUTER CORP NEW COM PAR $.01 252,305 1,317 0.56%
8 SCHWAB U.S. REIT ETF 175,598 7,628 3.26%
9 POWERSHARES ETF TR II 168,878 2,574 1.10%
10 ANNALY CAP MGMT INC 142,222 1,574 0.67%
11 SCHWAB EMERGING MARKETS EQUITY ETF 138,615 2,951 1.26%
12 BARCLAYS BANK 133,008 831 0.36%
13 CLAYMORE EXCHANGE TRD FD TR 103,130 2,443 1.04%
14 GANNETT CO INC 93,446 1,290 0.55%
15 WAYSIDE TECHNOLOGY GROUP INC 79,360 1,433 0.61%
16 OLD REP INTL CORP 79,047 1,525 0.65%
17 SCHWAB U.S. MID-CAP ETF 71,229 2,992 1.28%
18 SCHWAB US AGGREGATE BOND ETF 68,759 3,694 1.58%
19 SCHWAB U.S. LARGE-CAP ETF 65,318 3,251 1.39%
20 NTT Domoco Inc 64,904 1,753 0.75%
21 RYDEX ETF TRUST 60,176 9,076 3.88%
22 WELLS FARGO & CO NEW 56,877 2,692 1.15%
23 FIRST TR EXCHANGE TRADED FD 51,065 987 0.42%
24 HOLLYFRONTIER CORP 49,530 1,177 0.50%
25 DUFF PHELPS UTLITY AND INF 46,937 805 0.34%
26 FIRST TR EXCHANGE TRADED FD 46,343 1,144 0.49%
27 BP PLC 46,023 1,634 0.70%
28 HCP INC 42,790 1,514 0.65%
29 Mercer International 42,300 338 0.14%
30 CONOCOPHILLIPS 39,057 1,703 0.73%
31 SYSCO CORP 34,431 1,747 0.75%
32 DOW CHEM CO 31,786 1,580 0.68%
33 MDU RES GROUP INC 31,748 762 0.33%
34 POWERSHARES BUILD AMERICA BOND PORTFOLIO ETF 31,052 978 0.42%
35 VANGUARD SPECIALIZED FUNDS 30,871 2,570 1.10%
36 AT&T INC 30,723 1,328 0.57%
37 MASTEC INC 30,034 670 0.29%
38 INTEL CORP 28,807 945 0.40%
39 VERIZON COMMUNICATIONS INC 26,942 1,504 0.64%
40 ABBVIE INC 26,866 1,663 0.71%
41 SPDR SER TR 25,657 3,157 1.35%
42 US BANCORP DEL 24,130 973 0.42%
43 HUTCHISON PORT HOLDINGS TRUST 24,000 81 0.03%
44 SEAGATE TECHNOLOGY PLC 23,153 564 0.24%
45 PINNACLE WEST 22,741 1,843 0.79%
46 PIMCO ETF TR 22,595 2,426 1.04%
47 ARROW FINL CORP 21,448 650 0.28%
48 CHEVRON CORP NEW 21,285 2,231 0.95%
49 NATIONAL GRID PLC 21,072 1,566 0.67%
50 XCEL ENERGY INC 20,761 930 0.40%
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