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Institutional Investment Manager
CETERA INVESTMENT ADVISERS
CETERA INVESTMENT ADVISERS (CIK: 0001666741). Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Original 13F HR (0001085146-17-000799) filed in 2017.02.15
#
Name
Shares
Value ($)
%
Options
Notes
101 SCHWAB CHARLES CORP 8,658 342 0.11%
102 ANALOG DEVICES INC 4,732 344 0.11%
103 BLACKSTONE GROUP L P 12,676 344 0.11%
104 PIMCO INCOME OPPORTUNITY FD 14,975 346 0.12%
105 AMGEN INC 2,395 349 0.12%
106 DOLLAR GEN CORP NEW 4,794 351 0.12%
107 NORTHROP GRUMMAN CORP 1,519 352 0.12%
108 BARCLAYS BANK 56,000 354 0.12%
109 PINNACLE FOODS INC DEL 6,699 355 0.12%
110 DOW CHEM CO 6,258 359 0.12%
111 GENERAL MTRS CO 10,468 362 0.12%
112 FIRST TR EXCHANGE TRADED FD 14,286 362 0.12%
113 WESTERN REFNG INC 9,559 362 0.12%
114 TRAVELERS COMPANIES INC 3,003 365 0.12%
115 VANGUARD MALVERN FDS 7,435 365 0.12%
116 ISHARES TR 4,643 373 0.12%
117 ISHARES 20 YEAR TREASURY BOND ETF 3,132 373 0.12%
118 UNITEDHEALTH GROUP INC 2,353 376 0.13%
119 ISHARES TR 10,754 378 0.13%
120 O REILLY AUTOMOTIVE INC NEW 1,373 382 0.13%
121 VANGUARD TAX-MANAGED FDS 10,476 383 0.13%
122 SPDR INDEX SHS FDS 10,610 385 0.13%
123 BLACKROCK MUNIHLDNGS CALI QL 27,509 388 0.13%
124 POWERSHARES ETF TR II 27,718 394 0.13%
125 VISA INC 5,049 394 0.13%
126 VANGUARD INDEX FDS 1,933 395 0.13%
127 KROGER CO 11,497 397 0.13%
128 CAPITAL ONE FINL CORP 4,593 400 0.13%
129 MASTERCARD INCORPORATED 3,879 401 0.13%
130 ISHARES TR 3,795 403 0.13%
131 SELECT SECTOR SPDR TR 17,657 409 0.14%
132 GUGGENHEIM CR ALLOCATION FD 18,308 410 0.14%
133 CUMMINS INC 3,029 414 0.14%
134 YUM BRANDS INC 6,591 416 0.14%
135 BLACKROCK CALIF MUN INCOME T 28,804 418 0.14%
136 FIRST TR EXCHANGE TRADED FD 21,785 421 0.14%
137 FIRST TR EXCH TRADED FD III 8,068 423 0.14%
138 WISDOMTREE TR 4,492 423 0.14%
139 PIMCO STRATEGIC INCOME FD IN 48,127 423 0.14%
140 DIGITAL RLTY TR INC 4,319 426 0.14%
141 ACCENTURE PLC IRELAND 3,641 427 0.14%
142 HSBC HLDGS PLC 10,597 428 0.14%
143 VANGUARD WORLD FDS 3,194 430 0.14%
144 ISHARES TR 4,326 430 0.14%
145 ROYAL DUTCH SHELL PLC 7,970 433 0.14%
146 ABBOTT LABS 11,351 435 0.15%
147 ISHARES TR 2,886 440 0.15%
148 COMCAST CORP NEW 6,433 444 0.15%
149 ISHARES TR 9,131 446 0.15%
150 DOMINION ENERGY INC 5,821 447 0.15%
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