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PIMCO INCOME OPPORTUNITY FD
PIMCO INCOME OPPORTUNITY FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 37 Institutional holders with a total value of $60,908,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 COHEN & STEERS, INC. 642,477 14,880,000 24.43%
2 MORGAN STANLEY 444,661 10,298,000 16.91%
3 GUGGENHEIM CAPITAL LLC 324,840 7,523,000 12.35%
4 WELLS FARGO & COMPANY/MN 204,176 4,728,000 7.76%
5 Horizon Kinetics LLC 181,341 4,199,000 6.89%
6 Invesco Ltd. 151,477 3,508,000 5.76%
7 Commonwealth Equity Services, Inc 80,789 1,871,000 3.07%
8 LADENBURG THALMANN FINANCIAL SERVICES INC. 78,785 1,825,000 3.00%
9 UBS Group AG 68,548 1,588,000 2.61%
10 SeaBridge Investment Advisors LLC 66,345 1,537,000 2.52%
11 Capital Investment Advisors, LLC 54,728 1,267,000 2.08%
12 LPL Financial LLC 51,125 1,189,000 1.95%
13 ROBINSON CAPITAL MANAGEMENT, LLC 48,837 1,131,000 1.86%
14 IFP ADVISORS, INC 44,131 1,022,000 1.68%
15 NATIONAL PLANNING CORP 29,621 725,000 1.19%
16 MSI Financial Services Inc 22,668 525,000 0.86%
17 ADVISOR GROUP, INC. 21,970 509,000 0.84%
18 BRUDERMAN ASSET MANAGEMENT, LLC 20,539 476,000 0.78%
19 ROYAL BANK OF CANADA 15,247 353,000 0.58%
20 CETERA INVESTMENT ADVISERS 14,975 346,000 0.57%
21 Shaker Financial Services, LLC 12,307 285,000 0.47%
22 Raymond James Financial Services Advisors, Inc. 9,898 229,000 0.38%
23 BANK OF AMERICA CORP /DE/ 9,379 217,000 0.36%
24 Granite Investment Partners, LLC 8,948 207,000 0.34%
25 CKW FINANCIAL GROUP 4,877 113,000 0.19%
26 Creative Planning 3,000 69,000 0.11%
27 PNC FINANCIAL SERVICES GROUP, INC. 2,845 66,000 0.11%
28 NEXT Financial Group, Inc 2,371 55,000 0.09%
29 Brick & Kyle, Associates 1,700 39,000 0.06%
30 North Star Investment Management Corp. 1,500 35,000 0.06%
31 CITIGROUP INC 1,338 31,000 0.05%
32 GENEOS WEALTH MANAGEMENT INC. 1,015 23,000 0.04%
33 AUA CAPITAL MANAGEMENT, LLC 500 12,000 0.02%
34 BENJAMIN F. EDWARDS & COMPANY, INC. 525 12,000 0.02%
35 REILLY FINANCIAL ADVISORS, LLC 300 7,000 0.01%
36 PENSERRA CAPITAL MANAGEMENT LLC 238 5,000 0.01%
37 First Horizon Advisors, Inc. 134 3,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.