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ARGOS THERAPEUTICS INC
ARGOS THERAPEUTICS INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 32 Institutional holders with a total value of $45,782,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WASATCH ADVISORS LP 1,237,427 12,374,000 27.03%
2 MARXE AUSTIN W & GREENHOUSE DAVID M 750,000 7,500,000 16.38%
3 CAISSE DE DEPOT ET PLACEMENT DU QUEBEC 743,924 7,439,000 16.25%
4 WALL STREET ASSOCIATES 517,800 5,178,000 11.31%
5 Pine River Capital Management L.P. 255,800 2,558,000 5.59%
6 ALTRINSIC GLOBAL ADVISORS LLC 250,000 2,500,000 5.46%
7 Alyeska Investment Group, L.P. 114,586 1,146,000 2.50%
8 VANGUARD GROUP INC 112,399 1,124,000 2.46%
9 BlackRock Fund Advisors 98,154 982,000 2.14%
10 Pinnacle Summer Investments, Inc. 74,415 661,000 1.44%
11 SHEPHERD KAPLAN KROCHUK, LLC 56,837 568,000 1.24%
12 ESSEX INVESTMENT MANAGEMENT CO LLC 44,535 445,000 0.97%
13 SAC Capital Advisors LP 36,836 368,000 0.80%
14 MORGAN STANLEY 36,516 365,000 0.80%
15 BlackRock Institutional Trust Company, N.A. 34,975 350,000 0.76%
16 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 34,700 347,000 0.76%
17 DEUTSCHE BANK AG\ 29,272 291,000 0.64%
18 STONERIDGE INVESTMENT PARTNERS LLC 26,711 267,000 0.58%
19 STATE STREET CORP 26,507 265,000 0.58%
20 KEYBANK NATIONAL ASSOCIATION/OH 24,612 246,000 0.54%
21 GEODE CAPITAL MANAGEMENT, LLC 23,648 236,000 0.52%
22 NORTHERN TRUST CORP 17,233 172,000 0.38%
23 CREDIT SUISSE AG/ 15,144 151,000 0.33%
24 BlackRock Investment Management, LLC 9,435 94,000 0.21%
25 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 7,600 76,000 0.17%
26 TEACHERS ADVISORS, LLC 4,250 43,000 0.09%
27 Tower Research Capital LLC (TRC) 1,876 19,000 0.04%
28 BLACKROCK ADVISORS LLC 611 6,000 0.01%
29 THOMPSON DAVIS & CO., INC. 500 5,000 0.01%
30 ROYAL BANK OF CANADA 300 3,000 0.01%
31 AMERICAN INTERNATIONAL GROUP, INC. 200 2,000 0.00%
32 BARCLAYS PLC 114 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.