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ARGOS THERAPEUTICS INC
ARGOS THERAPEUTICS INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 22 Institutional holders with a total value of $26,056,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WASATCH ADVISORS LP 2,407,333 18,899,000 72.53%
2 VANGUARD GROUP INC 240,107 1,537,000 5.90%
3 WALL STREET ASSOCIATES 194,400 1,244,000 4.77%
4 ALTRINSIC GLOBAL ADVISORS LLC 172,505 1,104,000 4.24%
5 SANDERS MORRIS HARRIS INC/FA 141,733 907,000 3.48%
6 BRIDGEWAY CAPITAL MANAGEMENT, LLC 81,424 521,000 2.00%
7 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 77,906 499,000 1.92%
8 GEODE CAPITAL MANAGEMENT, LLC 48,851 312,000 1.20%
9 KEYBANK NATIONAL ASSOCIATION/OH 35,535 227,000 0.87%
10 BlackRock Fund Advisors 28,739 184,000 0.71%
11 HighTower Advisors, LLC 26,071 167,000 0.64%
12 Bank of New York Mellon Corp 18,353 117,000 0.45%
13 AMERICAN INTERNATIONAL GROUP, INC. 12,500 80,000 0.31%
14 TFS CAPITAL LLC 11,212 72,000 0.28%
15 MORGAN STANLEY 11,107 71,000 0.27%
16 NORTHERN TRUST CORP 11,171 71,000 0.27%
17 UBS Group AG 2,000 13,000 0.05%
18 BlackRock Investment Management, LLC 1,749 11,000 0.04%
19 Tower Research Capital LLC (TRC) 1,812 11,000 0.04%
20 ROYAL BANK OF CANADA 800 5,000 0.02%
21 LADENBURG THALMANN FINANCIAL SERVICES INC. 700 4,000 0.02%
22 CITIGROUP INC 5 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.