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ARGOS THERAPEUTICS INC
ARGOS THERAPEUTICS INC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 26 Institutional holders with a total value of $21,964,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WASATCH ADVISORS LP 2,298,711 11,149,000 50.76%
2 AWM Investment Company, Inc. 719,305 3,489,000 15.89%
3 CAISSE DE DEPOT ET PLACEMENT DU QUEBEC 317,900 1,542,000 7.02%
4 WALL STREET ASSOCIATES 257,900 1,243,000 5.66%
5 ALTRINSIC GLOBAL ADVISORS LLC 212,505 1,024,000 4.66%
6 VANGUARD GROUP INC 157,165 762,000 3.47%
7 Alyeska Investment Group, L.P. 144,025 694,000 3.16%
8 Pinnacle Summer Investments, Inc. 90,733 507,000 2.31%
9 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 77,906 378,000 1.72%
10 GEODE CAPITAL MANAGEMENT, LLC 45,170 219,000 1.00%
11 BRIDGEWAY CAPITAL MANAGEMENT, LLC 40,000 194,000 0.88%
12 CREDIT SUISSE AG/ 31,955 154,000 0.70%
13 STONERIDGE INVESTMENT PARTNERS LLC 27,024 130,000 0.59%
14 HighTower Advisors, LLC 26,071 126,000 0.57%
15 KEYBANK NATIONAL ASSOCIATION/OH 23,655 114,000 0.52%
16 BlackRock Fund Advisors 13,287 64,000 0.29%
17 NORTHERN TRUST CORP 11,171 54,000 0.25%
18 NEW YORK STATE COMMON RETIREMENT FUND 8,722 42,000 0.19%
19 AMERICAN INTERNATIONAL GROUP, INC. 5,500 27,000 0.12%
20 Tower Research Capital LLC (TRC) 4,795 23,000 0.10%
21 UBS Group AG 2,744 13,000 0.06%
22 BlackRock Investment Management, LLC 1,583 8,000 0.04%
23 FIRST MANHATTAN CO. LLC. 1,000 4,000 0.02%
24 ROYAL BANK OF CANADA 524 2,000 0.01%
25 BANK OF AMERICA CORP /DE/ 300 1,000 0.00%
26 CITIGROUP INC 154 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.