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ARGOS THERAPEUTICS INC
ARGOS THERAPEUTICS INC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 25 Institutional holders with a total value of $41,010,564.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WASATCH ADVISORS LP 2,171,633 19,349,000 47.18%
2 AWM Investment Company, Inc. 750,000 6,682,000 16.29%
3 WALL STREET ASSOCIATES 464,900 4,142,000 10.10%
4 CAISSE DE DEPOT ET PLACEMENT DU QUEBEC 317,900 2,832,000 6.91%
5 ALTRINSIC GLOBAL ADVISORS LLC 219,055 1,952,000 4.76%
6 Alyeska Investment Group, L.P. 157,035 1,399,000 3.41%
7 VANGUARD GROUP INC 143,205 1,276,000 3.11%
8 Pinnacle Summer Investments, Inc. 80,230 715,000 1.74%
9 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 62,844 560,000 1.37%
10 GEODE CAPITAL MANAGEMENT, LLC 44,987 400,000 0.98%
11 CREDIT SUISSE AG/ 43,156 384,000 0.94%
12 BRIDGEWAY CAPITAL MANAGEMENT, LLC 40,000 356,000 0.87%
13 HighTower Advisors, LLC 29,571 263,000 0.64%
14 KEYBANK NATIONAL ASSOCIATION/OH 23,655 211,000 0.51%
15 STONERIDGE INVESTMENT PARTNERS LLC 19,282 172,000 0.42%
16 BlackRock Fund Advisors 11,993 107,000 0.26%
17 NORTHERN TRUST CORP 10,547 94,000 0.23%
18 NEW YORK STATE COMMON RETIREMENT FUND 8,722 78,000 0.19%
19 UBS Group AG 1,736 15,000 0.04%
20 BlackRock Investment Management, LLC 752 7,000 0.02%
21 MORGAN STANLEY 813 7,000 0.02%
22 ROYAL BANK OF CANADA 600 5,000 0.01%
23 FIRST NEW YORK SECURITIES LLC /NY 400 3,564 0.01%
24 Tower Research Capital LLC (TRC) 118 1,000 0.00%
25 CITIGROUP INC 18 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.