Dark
Light
System
Security
ARGOS THERAPEUTICS INC
ARGOS THERAPEUTICS INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 26 Institutional holders with a total value of $38,783,684.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WASATCH ADVISORS LP 1,158,344 11,653,000 30.05%
2 MARXE AUSTIN W & GREENHOUSE DAVID M 750,000 7,545,000 19.45%
3 CAISSE DE DEPOT ET PLACEMENT DU QUEBEC 701,900 7,061,000 18.21%
4 WALL STREET ASSOCIATES 475,100 4,780,000 12.32%
5 ALTRINSIC GLOBAL ADVISORS LLC 250,000 2,515,000 6.48%
6 VANGUARD GROUP INC 124,843 1,256,000 3.24%
7 Pinnacle Summer Investments, Inc. 92,415 929,000 2.40%
8 Alyeska Investment Group, L.P. 79,430 799,000 2.06%
9 GEODE CAPITAL MANAGEMENT, LLC 37,867 380,000 0.98%
10 Numeric Investors LLC 36,848 371,000 0.96%
11 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 34,700 349,000 0.90%
12 STONERIDGE INVESTMENT PARTNERS LLC 25,811 260,000 0.67%
13 HighTower Advisors, LLC 25,000 252,000 0.65%
14 SHEPHERD KAPLAN KROCHUK, LLC 22,704 228,000 0.59%
15 KEYBANK NATIONAL ASSOCIATION/OH 19,180 193,000 0.50%
16 DEUTSCHE BANK AG\ 14,184 142,000 0.37%
17 BANK OF AMERICA CORP /DE/ 2,000 20,000 0.05%
18 Tower Research Capital LLC (TRC) 1,574 16,000 0.04%
19 MORGAN STANLEY 776 8,000 0.02%
20 BlackRock Investment Management, LLC 752 8,000 0.02%
21 THOMPSON DAVIS & CO., INC. 500 5,000 0.01%
22 ROYAL BANK OF CANADA 400 4,000 0.01%
23 BNP PARIBAS FINANCIAL MARKETS 365 3,672 0.01%
24 MANUFACTURERS LIFE INSURANCE COMPANY, THE 263 3,000 0.01%
25 AMERICAN INTERNATIONAL GROUP, INC. 200 2,012 0.01%
26 BARCLAYS PLC 53 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.