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SOCIETAL CDMO INC
SOCIETAL CDMO INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 8 Institutional holders with a total value of $6,541,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Broadfin Capital, LLC 1,172,195 3,470,000 53.05%
2 Cormorant Asset Management, LP 700,000 2,072,000 31.68%
3 SABBY MANAGEMENT, LLC 277,502 821,000 12.55%
4 VANGUARD GROUP INC 24,036 71,000 1.09%
5 UBS AG 20,262 60,000 0.92%
6 GEODE CAPITAL MANAGEMENT, LLC 14,684 43,000 0.66%
7 BlackRock Investment Management, LLC 786 2,000 0.03%
8 Tower Research Capital LLC (TRC) 661 2,000 0.03%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.