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SOCIETAL CDMO INC
SOCIETAL CDMO INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 52 Institutional holders with a total value of $101,959,635.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Broadfin Capital, LLC 3,100,086 24,987,000 24.51%
2 STONEPINE CAPITAL MANAGEMENT, LLC 2,874,317 23,167,000 22.72%
3 DEERFIELD MANAGEMENT COMPANY, L.P. 2,075,000 16,725,000 16.40%
4 Alyeska Investment Group, L.P. 862,761 6,954,000 6.82%
5 Tourbillon Capital Partners, L.P. 646,552 5,211,000 5.11%
6 Cormorant Asset Management, LP 603,000 4,860,000 4.77%
7 VANGUARD GROUP INC 388,196 3,129,000 3.07%
8 KINGDON CAPITAL MANAGEMENT, L.L.C. 311,072 2,507,000 2.46%
9 ACUTA CAPITAL PARTNERS, LLC 300,000 2,418,000 2.37%
10 BlackRock Institutional Trust Company, N.A. 221,433 1,785,000 1.75%
11 MARSHALL WACE, LLP 177,923 1,434,000 1.41%
12 Candriam S.C.A. 150,000 1,209,000 1.19%
13 ESSEX INVESTMENT MANAGEMENT CO LLC 103,616 835,000 0.82%
14 CADENCE CAPITAL MANAGEMENT LLC 90,066 726,000 0.71%
15 Granite Point Capital Management, L.P. 76,000 613,000 0.60%
16 Numeric Investors LLC 68,933 556,000 0.55%
17 GEODE CAPITAL MANAGEMENT, LLC 66,565 536,000 0.53%
18 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 64,300 518,000 0.51%
19 MONASHEE INVESTMENT MANAGEMENT LLC 52,000 419,000 0.41%
20 TRUIST FINANCIAL CORP 50,000 403,000 0.40%
21 MILLENNIUM MANAGEMENT LLC 45,853 370,000 0.36%
22 Opus Point Partners Management, LLC 40,000 322,000 0.32%
23 GOLDMAN SACHS GROUP INC 36,041 290,000 0.28%
24 Squarepoint Ops LLC 32,800 264,000 0.26%
25 CARL DOMINO INC 30,024 242,000 0.24%
26 PRELUDE CAPITAL MANAGEMENT, LLC 20,879 168,000 0.16%
27 ALAMBIC INVESTMENT MANAGEMENT, L.P. 19,166 154,000 0.15%
28 BlackRock Fund Advisors 18,677 151,000 0.15%
29 RENAISSANCE TECHNOLOGIES LLC 18,400 148,000 0.15%
30 WELLS FARGO & COMPANY/MN 16,700 135,000 0.13%
31 NORTHERN TRUST CORP 16,213 130,000 0.13%
32 DIMENSIONAL FUND ADVISORS LP 14,600 118,000 0.12%
33 Trexquant Investment LP 11,076 89,000 0.09%
34 Janney Montgomery Scott LLC 10,600 85,000 0.08%
35 ACROSPIRE INVESTMENT MANAGEMENT LLC 8,820 71,000 0.07%
36 MORGAN STANLEY 7,925 64,000 0.06%
37 STEELHEAD PARTNERS LLC 4,000 32,000 0.03%
38 Segantii Capital Management Ltd 3,800 31,000 0.03%
39 PANAGORA ASSET MANAGEMENT INC 3,428 28,000 0.03%
40 BLACKROCK ADVISORS LLC 2,418 19,000 0.02%
41 BARCLAYS PLC 2,278 18,000 0.02%
42 BlackRock Investment Management, LLC 1,311 11,000 0.01%
43 UBS Group AG 812 7,000 0.01%
44 GLEN EAGLE ADVISORS, LLC 575 4,635 0.00%
45 Creative Planning 500 4,000 0.00%
46 Tower Research Capital LLC (TRC) 500 4,000 0.00%
47 Walleye Trading LLC 418 3,000 0.00%
48 MUFG Americas Holdings Corp 185 1,000 0.00%
49 MANUFACTURERS LIFE INSURANCE COMPANY, THE 115 1,000 0.00%
50 GLOBEFLEX CAPITAL L P 101 1,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.