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SOCIETAL CDMO INC
SOCIETAL CDMO INC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 15 Institutional holders with a total value of $22,980,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Broadfin Capital, LLC 1,413,533 12,821,000 55.79%
2 Cormorant Asset Management, LP 655,907 5,949,000 25.89%
3 DG Capital Management, LLC 314,718 2,854,000 12.42%
4 VANGUARD GROUP INC 29,336 266,000 1.16%
5 SABBY MANAGEMENT, LLC 24,391 221,000 0.96%
6 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 64,300 202,000 0.88%
7 APIS CAPITAL ADVISORS, LLC 15,000 136,000 0.59%
8 GEODE CAPITAL MANAGEMENT, LLC 14,684 133,000 0.58%
9 BOGLE INVESTMENT MANAGEMENT L P /DE/ 14,701 133,000 0.58%
10 TRUIST FINANCIAL CORP 11,000 100,000 0.44%
11 MORGAN STANLEY 8,065 73,000 0.32%
12 Catalyst Capital Advisors LLC 5,375 49,000 0.21%
13 TURNER INVESTMENTS LLC 3,000 27,000 0.12%
14 UBS Group AG 1,073 10,000 0.04%
15 BlackRock Investment Management, LLC 672 6,000 0.03%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.