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SOCIETAL CDMO INC
SOCIETAL CDMO INC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 24 Institutional holders with a total value of $48,170,300.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Broadfin Capital, LLC 2,060,086 24,783,000 51.45%
2 Cormorant Asset Management, LP 780,000 9,383,000 19.48%
3 Tourbillon Capital Partners, L.P. 646,552 7,778,000 16.15%
4 VANGUARD GROUP INC 103,052 1,240,000 2.57%
5 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 64,300 774,000 1.61%
6 MORGAN STANLEY 60,895 732,000 1.52%
7 TRUIST FINANCIAL CORP 50,000 602,000 1.25%
8 Spark Investment Management LLC 47,600 571,000 1.19%
9 BOGLE INVESTMENT MANAGEMENT L P /DE/ 46,673 561,000 1.16%
10 BlackRock Institutional Trust Company, N.A. 37,849 455,000 0.94%
11 GEODE CAPITAL MANAGEMENT, LLC 25,749 309,000 0.64%
12 MILLENNIUM MANAGEMENT LLC 25,391 305,000 0.63%
13 PDT Partners, LLC 15,800 190,000 0.39%
14 PERCEPTIVE ADVISORS LLC 12,063 145,000 0.30%
15 BlackRock Fund Advisors 11,515 139,000 0.29%
16 BNP PARIBAS FINANCIAL MARKETS 10,000 120,300 0.25%
17 UBS Group AG 3,038 37,000 0.08%
18 BLACKROCK ADVISORS LLC 1,103 13,000 0.03%
19 BlackRock Investment Management, LLC 747 9,000 0.02%
20 Tower Research Capital LLC (TRC) 682 8,000 0.02%
21 MANUFACTURERS LIFE INSURANCE COMPANY, THE 699 8,000 0.02%
22 PRELUDE CAPITAL MANAGEMENT, LLC 400 5,000 0.01%
23 Walleye Trading LLC 200 2,000 0.00%
24 FEDERATED HERMES, INC. 109 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.