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SOCIETAL CDMO INC
SOCIETAL CDMO INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 34 Institutional holders with a total value of $56,191,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Broadfin Capital, LLC 2,450,086 21,659,000 38.55%
2 STONEPINE CAPITAL MANAGEMENT, LLC 1,170,600 10,348,000 18.42%
3 Cormorant Asset Management, LP 669,239 5,916,000 10.53%
4 Tourbillon Capital Partners, L.P. 646,552 5,716,000 10.17%
5 ARMISTICE CAPITAL, LLC 400,000 3,536,000 6.29%
6 VANGUARD GROUP INC 242,183 2,141,000 3.81%
7 MARSHALL WACE, LLP 151,546 1,340,000 2.38%
8 KINGDON CAPITAL MANAGEMENT, L.L.C. 115,000 1,017,000 1.81%
9 Granite Point Capital Management, L.P. 72,000 636,000 1.13%
10 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 64,300 568,000 1.01%
11 Alyeska Investment Group, L.P. 51,619 456,000 0.81%
12 TRUIST FINANCIAL CORP 50,000 442,000 0.79%
13 BlackRock Institutional Trust Company, N.A. 47,657 421,000 0.75%
14 RENAISSANCE TECHNOLOGIES LLC 32,400 286,000 0.51%
15 Spark Investment Management LLC 31,900 281,000 0.50%
16 WELLS FARGO & COMPANY/MN 31,200 276,000 0.49%
17 GEODE CAPITAL MANAGEMENT, LLC 25,801 228,000 0.41%
18 DEUTSCHE BANK AG\ 23,164 204,000 0.36%
19 BlackRock Fund Advisors 18,499 164,000 0.29%
20 ACADIAN ASSET MANAGEMENT LLC 15,774 140,000 0.25%
21 NORTHERN TRUST CORP 14,487 128,000 0.23%
22 TFS CAPITAL LLC 10,436 92,000 0.16%
23 ACROSPIRE INVESTMENT MANAGEMENT LLC 8,944 79,000 0.14%
24 PANAGORA ASSET MANAGEMENT INC 3,428 30,000 0.05%
25 STEELHEAD PARTNERS LLC 3,000 27,000 0.05%
26 BLACKROCK ADVISORS LLC 2,418 21,000 0.04%
27 BlackRock Investment Management, LLC 1,311 12,000 0.02%
28 JPMORGAN CHASE & CO 1,023 9,000 0.02%
29 Walleye Trading LLC 818 7,000 0.01%
30 MORGAN STANLEY 605 5,000 0.01%
31 MUFG Americas Holdings Corp 380 3,000 0.01%
32 MANUFACTURERS LIFE INSURANCE COMPANY, THE 115 1,000 0.00%
33 GLOBEFLEX CAPITAL L P 101 1,000 0.00%
34 Tower Research Capital LLC (TRC) 107 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.