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SOCIETAL CDMO INC
SOCIETAL CDMO INC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 22 Institutional holders with a total value of $32,977,200.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Broadfin Capital, LLC 1,413,533 18,263,000 55.38%
2 Cormorant Asset Management, LP 780,000 10,078,000 30.56%
3 VANGUARD GROUP INC 68,026 879,000 2.67%
4 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 64,300 831,000 2.52%
5 TRUIST FINANCIAL CORP 50,800 656,000 1.99%
6 MORGAN STANLEY 43,276 559,000 1.70%
7 BOGLE INVESTMENT MANAGEMENT L P /DE/ 30,929 399,000 1.21%
8 A.R.T. Advisors, LLC 30,289 391,000 1.19%
9 GEODE CAPITAL MANAGEMENT, LLC 19,984 258,000 0.78%
10 Spark Investment Management LLC 17,600 227,000 0.69%
11 PDT Partners, LLC 11,200 145,000 0.44%
12 BNP PARIBAS FINANCIAL MARKETS 10,000 129,200 0.39%
13 BlackRock Fund Advisors 5,820 75,000 0.23%
14 BLACKROCK ADVISORS LLC 2,152 28,000 0.08%
15 Tower Research Capital LLC (TRC) 1,197 16,000 0.05%
16 FEDERATED HERMES, INC. 808 10,000 0.03%
17 BlackRock Investment Management, LLC 747 10,000 0.03%
18 MANUFACTURERS LIFE INSURANCE COMPANY, THE 699 9,000 0.03%
19 DEUTSCHE BANK AG\ 500 6,000 0.02%
20 Walleye Trading LLC 500 6,000 0.02%
21 CITIGROUP INC 74 1,000 0.00%
22 Ruggie Capital Group 70 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.