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SOCIETAL CDMO INC
SOCIETAL CDMO INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 25 Institutional holders with a total value of $34,264,612.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Broadfin Capital, LLC 2,060,086 16,378,000 47.80%
2 Cormorant Asset Management, LP 778,288 6,187,000 18.06%
3 Tourbillon Capital Partners, L.P. 646,552 5,140,000 15.00%
4 STONEPINE CAPITAL MANAGEMENT, LLC 428,670 3,408,000 9.95%
5 VANGUARD GROUP INC 107,252 852,000 2.49%
6 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 64,300 511,000 1.49%
7 TRUIST FINANCIAL CORP 50,000 398,000 1.16%
8 BlackRock Institutional Trust Company, N.A. 49,947 397,000 1.16%
9 Spark Investment Management LLC 38,900 309,000 0.90%
10 GEODE CAPITAL MANAGEMENT, LLC 25,775 204,000 0.60%
11 WELLS FARGO & COMPANY/MN 20,000 159,000 0.46%
12 BlackRock Fund Advisors 15,268 121,000 0.35%
13 ACROSPIRE INVESTMENT MANAGEMENT LLC 8,215 65,000 0.19%
14 MORGAN STANLEY 7,724 61,000 0.18%
15 DEUTSCHE BANK AG\ 2,314 18,000 0.05%
16 UBS Group AG 1,565 12,000 0.04%
17 Walleye Trading LLC 1,500 12,000 0.04%
18 BlackRock Investment Management, LLC 1,073 9,000 0.03%
19 BLACKROCK ADVISORS LLC 1,103 9,000 0.03%
20 MANUFACTURERS LIFE INSURANCE COMPANY, THE 814 6,000 0.02%
21 MUFG Americas Holdings Corp 570 5,000 0.01%
22 WOLVERINE TRADING LP /BD 202 1,612 0.00%
23 Tower Research Capital LLC (TRC) 180 1,000 0.00%
24 GLOBEFLEX CAPITAL L P 101 1,000 0.00%
25 BANK OF AMERICA CORP /DE/ 55 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.