| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Karpus Management, Inc. | 9,594,578 | 60,734,000 | 29.59% | ||
| 2 | SIT INVESTMENT ASSOCIATES INC | 8,503,888 | 53,830,000 | 26.23% | ||
| 3 | WELLS FARGO & COMPANY/MN | 5,187,530 | 32,837,000 | 16.00% | ||
| 4 | 1607 Capital Partners, LLC | 1,748,887 | 11,070,000 | 5.39% | ||
| 5 | ICON ADVISERS INC/CO | 1,371,273 | 8,680,000 | 4.23% | ||
| 6 | MORGAN STANLEY | 975,867 | 6,177,000 | 3.01% | ||
| 7 | LPL Financial LLC | 837,795 | 5,253,000 | 2.56% | ||
| 8 | ROYAL BANK OF CANADA | 772,863 | 4,892,000 | 2.38% | ||
| 9 | BESSEMER GROUP INC | 755,000 | 4,779,000 | 2.33% | ||
| 10 | Invesco Ltd. | 516,968 | 3,272,000 | 1.59% | ||
| 11 | UBS Group AG | 280,578 | 1,776,000 | 0.87% | ||
| 12 | RELATIVE VALUE PARTNERS GROUP, LLC | 252,817 | 1,600,000 | 0.78% | ||
| 13 | KELMAN-LAZAROV, INC. | 206,175 | 1,305,087 | 0.64% | ||
| 14 | BANK OF AMERICA CORP /DE/ | 137,836 | 873,000 | 0.43% | ||
| 15 | USCA RIA LLC | 133,100 | 843,000 | 0.41% | ||
| 16 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 102,037 | 645,000 | 0.31% | ||
| 17 | HighTower Advisors, LLC | 84,426 | 541,000 | 0.26% | ||
| 18 | CUE ADVISORY SERVICES, INC. | 71,555 | 453,000 | 0.22% | ||
| 19 | OPPENHEIMER & CO INC | 65,776 | 416,000 | 0.20% | ||
| 20 | WFG Advisors, LP | 62,294 | 394,000 | 0.19% | ||
| 21 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 55,671 | 352,000 | 0.17% | ||
| 22 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 53,646 | 340,000 | 0.17% | ||
| 23 | Capital Investment Advisors, LLC | 52,592 | 333,000 | 0.16% | ||
| 24 | PROFICIO CAPITAL PARTNERS LLC | 49,961 | 316,000 | 0.15% | ||
| 25 | GUGGENHEIM CAPITAL LLC | 48,439 | 307,000 | 0.15% | ||
| 26 | Raymond James Financial Services Advisors, Inc. | 42,579 | 270,000 | 0.13% | ||
| 27 | Clear Harbor Asset Management, LLC | 38,275 | 242,000 | 0.12% | ||
| 28 | DOLIVER ADVISORS, LP | 32,947 | 209,000 | 0.10% | ||
| 29 | People's United Financial, Inc. | 30,469 | 193,000 | 0.09% | ||
| 30 | WESBANCO BANK INC | 30,000 | 190,000 | 0.09% | ||
| 31 | Point View Wealth Management, Inc. | 28,896 | 183,000 | 0.09% | ||
| 32 | PAYDEN & RYGEL | 28,900 | 183,000 | 0.09% | ||
| 33 | Global X Management CO LLC | 28,022 | 177,000 | 0.09% | ||
| 34 | Cetera Advisor Networks LLC | 25,643 | 163,000 | 0.08% | ||
| 35 | PNC FINANCIAL SERVICES GROUP, INC. | 25,434 | 160,000 | 0.08% | ||
| 36 | Commonwealth Equity Services, Inc | 24,921 | 158,000 | 0.08% | ||
| 37 | Cambridge Investment Research Advisors, Inc. | 20,821 | 132,000 | 0.06% | ||
| 38 | ProVise Management Group, LLC | 20,410 | 129,000 | 0.06% | ||
| 39 | STIFEL FINANCIAL CORP | 17,439 | 112,000 | 0.05% | ||
| 40 | Virtu KCG Holdings LLC | 17,211 | 109,000 | 0.05% | ||
| 41 | Stratos Wealth Partners, LTD. | 15,907 | 101,000 | 0.05% | ||
| 42 | RAYMOND JAMES & ASSOCIATES | 14,871 | 94,000 | 0.05% | ||
| 43 | Concert Wealth Management Inc. | 11,684 | 74,000 | 0.04% | ||
| 44 | WealthTrust Axiom LLC | 11,000 | 69,000 | 0.03% | ||
| 45 | Glenview Trust Co | 10,000 | 63,000 | 0.03% | ||
| 46 | CITIGROUP INC | 5,041 | 32,000 | 0.02% | ||
| 47 | CAPTRUST FINANCIAL ADVISORS | 4,687 | 30,000 | 0.01% | ||
| 48 | GENEOS WEALTH MANAGEMENT INC. | 4,401 | 27,000 | 0.01% | ||
| 49 | IFP ADVISORS, INC | 4,252 | 27,000 | 0.01% | ||
| 50 | ADVISOR GROUP, INC. | 3,144 | 20,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
