| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Karpus Management, Inc. | 9,613,629 | 62,296,000 | 30.46% | ||
| 2 | SIT INVESTMENT ASSOCIATES INC | 8,711,503 | 56,451,000 | 27.60% | ||
| 3 | WELLS FARGO & COMPANY/MN | 4,104,259 | 26,595,000 | 13.00% | ||
| 4 | 1607 Capital Partners, LLC | 1,840,300 | 11,925,000 | 5.83% | ||
| 5 | ICON ADVISERS INC/CO | 1,490,599 | 9,659,000 | 4.72% | ||
| 6 | MORGAN STANLEY | 963,436 | 6,243,000 | 3.05% | ||
| 7 | ROYAL BANK OF CANADA | 918,005 | 5,948,000 | 2.91% | ||
| 8 | LPL Financial LLC | 817,792 | 5,299,000 | 2.59% | ||
| 9 | BESSEMER GROUP INC | 755,000 | 4,892,000 | 2.39% | ||
| 10 | Invesco Ltd. | 535,437 | 3,470,000 | 1.70% | ||
| 11 | UBS Group AG | 249,984 | 1,620,000 | 0.79% | ||
| 12 | KELMAN-LAZAROV, INC. | 215,175 | 1,394,334 | 0.68% | ||
| 13 | BANK OF AMERICA CORP /DE/ | 148,165 | 960,000 | 0.47% | ||
| 14 | RELATIVE VALUE PARTNERS GROUP, LLC | 117,920 | 764,000 | 0.37% | ||
| 15 | CUE ADVISORY SERVICES, INC. | 103,395 | 670,000 | 0.33% | ||
| 16 | HighTower Advisors, LLC | 84,622 | 550,000 | 0.27% | ||
| 17 | OPPENHEIMER & CO INC | 68,476 | 444,000 | 0.22% | ||
| 18 | WFG Advisors, LP | 60,857 | 394,000 | 0.19% | ||
| 19 | DOLIVER ADVISORS, LP | 60,454 | 392,000 | 0.19% | ||
| 20 | PROFICIO CAPITAL PARTNERS LLC | 52,101 | 338,000 | 0.17% | ||
| 21 | Capital Investment Advisors, LLC | 51,916 | 336,000 | 0.16% | ||
| 22 | GUGGENHEIM CAPITAL LLC | 39,864 | 258,000 | 0.13% | ||
| 23 | Clear Harbor Asset Management, LLC | 38,425 | 249,000 | 0.12% | ||
| 24 | Raymond James Financial Services Advisors, Inc. | 37,729 | 244,000 | 0.12% | ||
| 25 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 31,061 | 201,000 | 0.10% | ||
| 26 | Cambridge Investment Research Advisors, Inc. | 30,792 | 200,000 | 0.10% | ||
| 27 | People's United Financial, Inc. | 30,428 | 197,000 | 0.10% | ||
| 28 | WESBANCO BANK INC | 30,000 | 194,000 | 0.09% | ||
| 29 | PAYDEN & RYGEL | 28,900 | 187,000 | 0.09% | ||
| 30 | Point View Wealth Management, Inc. | 28,896 | 187,000 | 0.09% | ||
| 31 | Cetera Advisor Networks LLC | 26,897 | 174,000 | 0.09% | ||
| 32 | PNC FINANCIAL SERVICES GROUP, INC. | 25,434 | 164,000 | 0.08% | ||
| 33 | ProVise Management Group, LLC | 20,410 | 132,000 | 0.06% | ||
| 34 | Sigma Planning Corp | 19,358 | 125,000 | 0.06% | ||
| 35 | Commonwealth Equity Services, Inc | 18,725 | 121,000 | 0.06% | ||
| 36 | Stratos Wealth Partners, LTD. | 18,638 | 121,000 | 0.06% | ||
| 37 | STIFEL FINANCIAL CORP | 18,436 | 118,000 | 0.06% | ||
| 38 | Yellowstone Partners, LLC | 16,155 | 105,000 | 0.05% | ||
| 39 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 13,856 | 90,000 | 0.04% | ||
| 40 | Global X Management CO LLC | 13,260 | 86,000 | 0.04% | ||
| 41 | RAYMOND JAMES & ASSOCIATES | 13,141 | 85,000 | 0.04% | ||
| 42 | BANK HAPOALIM BM | 12,869 | 83,000 | 0.04% | PRN | |
| 43 | USCA RIA LLC | 12,100 | 78,000 | 0.04% | ||
| 44 | Aviance Capital Partners, LLC | 11,941 | 77,000 | 0.04% | ||
| 45 | Concert Wealth Management Inc. | 11,684 | 75,000 | 0.04% | ||
| 46 | WealthTrust Axiom LLC | 11,000 | 71,000 | 0.03% | ||
| 47 | MSI Financial Services Inc | 5,911 | 38,000 | 0.02% | ||
| 48 | CITIGROUP INC | 5,077 | 33,000 | 0.02% | ||
| 49 | GENEOS WEALTH MANAGEMENT INC. | 4,401 | 28,000 | 0.01% | ||
| 50 | US BANCORP \DE\ | 3,200 | 21,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
