| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Karpus Management, Inc. | 10,955,658 | 72,636,000 | 29.30% | ||
| 2 | SIT INVESTMENT ASSOCIATES INC | 6,307,505 | 41,819,000 | 16.87% | ||
| 3 | WELLS FARGO & COMPANY/MN | 4,860,825 | 32,227,000 | 13.00% | ||
| 4 | 1607 Capital Partners, LLC | 2,929,280 | 19,421,000 | 7.83% | ||
| 5 | USCA RIA LLC | 90,168 | 13,600,000 | 5.49% | ||
| 6 | GFS Advisors, LLC | 90,168 | 13,600,000 | 5.49% | ||
| 7 | LPL Financial LLC | 1,489,848 | 9,863,000 | 3.98% | ||
| 8 | ROYAL BANK OF CANADA | 891,505 | 5,911,000 | 2.38% | ||
| 9 | BESSEMER GROUP INC | 825,000 | 5,470,000 | 2.21% | ||
| 10 | MORGAN STANLEY | 778,138 | 5,159,000 | 2.08% | ||
| 11 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 773,322 | 5,127,000 | 2.07% | ||
| 12 | WFG Advisors, LP | 600,178 | 3,979,000 | 1.61% | ||
| 13 | Invesco Ltd. | 516,499 | 3,425,000 | 1.38% | ||
| 14 | RELATIVE VALUE PARTNERS GROUP, LLC | 447,299 | 2,854,000 | 1.15% | ||
| 15 | Paloma Partners Management Co | 301,797 | 2,001,000 | 0.81% | ||
| 16 | KELMAN-LAZAROV, INC. | 215,125 | 1,420,000 | 0.57% | ||
| 17 | BANK OF AMERICA CORP /DE/ | 210,000 | 1,392,000 | 0.56% | ||
| 18 | Raymond James Financial Services Advisors, Inc. | 156,575 | 1,038,000 | 0.42% | ||
| 19 | GUGGENHEIM CAPITAL LLC | 99,406 | 659,000 | 0.27% | ||
| 20 | CUE ADVISORY SERVICES, INC. | 92,545 | 614,000 | 0.25% | ||
| 21 | HighTower Advisors, LLC | 86,427 | 574,000 | 0.23% | ||
| 22 | UBS Group AG | 79,917 | 530,000 | 0.21% | ||
| 23 | OPPENHEIMER & CO INC | 69,476 | 461,000 | 0.19% | ||
| 24 | Capital Investment Advisors, LLC | 51,843 | 344,000 | 0.14% | ||
| 25 | Cambridge Investment Research Advisors, Inc. | 50,633 | 336,000 | 0.14% | ||
| 26 | Clear Harbor Asset Management, LLC | 39,362 | 261,000 | 0.11% | ||
| 27 | Cetera Advisor Networks LLC | 31,297 | 209,000 | 0.08% | ||
| 28 | People's United Financial, Inc. | 30,370 | 201,000 | 0.08% | ||
| 29 | WESBANCO BANK INC | 30,000 | 199,000 | 0.08% | ||
| 30 | PAYDEN & RYGEL | 28,900 | 192,000 | 0.08% | ||
| 31 | Point View Wealth Management, Inc. | 28,444 | 189,000 | 0.08% | ||
| 32 | PNC FINANCIAL SERVICES GROUP, INC. | 27,834 | 185,000 | 0.07% | ||
| 33 | Sigma Planning Corp | 24,308 | 161,000 | 0.06% | ||
| 34 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 24,028 | 159,000 | 0.06% | ||
| 35 | ProVise Management Group, LLC | 22,410 | 149,000 | 0.06% | ||
| 36 | Concert Wealth Management Inc. | 21,924 | 146,000 | 0.06% | ||
| 37 | Commonwealth Equity Services, Inc | 21,293 | 141,000 | 0.06% | ||
| 38 | Texan Capital Management | 21,200 | 139,000 | 0.06% | ||
| 39 | Stratos Wealth Partners, LTD. | 19,411 | 129,000 | 0.05% | ||
| 40 | STIFEL FINANCIAL CORP | 18,939 | 126,000 | 0.05% | ||
| 41 | Private Advisor Group, LLC | 14,408 | 96,000 | 0.04% | ||
| 42 | RAYMOND JAMES & ASSOCIATES | 12,967 | 86,000 | 0.03% | ||
| 43 | Yellowstone Partners, LLC | 11,992 | 80,000 | 0.03% | ||
| 44 | Aviance Capital Partners, LLC | 11,688 | 77,000 | 0.03% | ||
| 45 | PROFICIO CAPITAL PARTNERS LLC | 11,610 | 77,000 | 0.03% | ||
| 46 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 11,201 | 74,000 | 0.03% | ||
| 47 | WealthTrust Axiom LLC | 11,000 | 72,000 | 0.03% | ||
| 48 | MSI Financial Services Inc | 6,302 | 42,000 | 0.02% | ||
| 49 | CITIGROUP INC | 4,904 | 33,000 | 0.01% | ||
| 50 | Global X Management CO LLC | 4,798 | 32,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
