| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Karpus Management, Inc. | 10,619,072 | 70,404,000 | 33.35% | ||
| 2 | SIT INVESTMENT ASSOCIATES INC | 7,246,647 | 48,045,000 | 22.76% | ||
| 3 | WELLS FARGO & COMPANY/MN | 4,705,444 | 31,196,000 | 14.78% | ||
| 4 | 1607 Capital Partners, LLC | 2,593,023 | 17,192,000 | 8.14% | ||
| 5 | ROYAL BANK OF CANADA | 914,450 | 6,063,000 | 2.87% | ||
| 6 | MORGAN STANLEY | 790,677 | 5,242,000 | 2.48% | ||
| 7 | LPL Financial LLC | 783,512 | 5,187,000 | 2.46% | ||
| 8 | BESSEMER GROUP INC | 755,000 | 5,006,000 | 2.37% | ||
| 9 | ICON ADVISERS INC/CO | 549,637 | 3,644,000 | 1.73% | ||
| 10 | Invesco Ltd. | 530,779 | 3,519,000 | 1.67% | ||
| 11 | Paloma Partners Management Co | 253,500 | 1,681,000 | 0.80% | ||
| 12 | UBS Group AG | 218,011 | 1,445,000 | 0.68% | ||
| 13 | BANK OF AMERICA CORP /DE/ | 213,882 | 1,418,000 | 0.67% | ||
| 14 | KELMAN-LAZAROV, INC. | 208,175 | 1,376,037 | 0.65% | ||
| 15 | RELATIVE VALUE PARTNERS GROUP, LLC | 191,187 | 1,262,000 | 0.60% | ||
| 16 | WFG Advisors, LP | 188,818 | 1,252,000 | 0.59% | ||
| 17 | CUE ADVISORY SERVICES, INC. | 100,345 | 665,000 | 0.32% | ||
| 18 | HighTower Advisors, LLC | 85,642 | 569,000 | 0.27% | ||
| 19 | OPPENHEIMER & CO INC | 69,476 | 461,000 | 0.22% | ||
| 20 | GUGGENHEIM CAPITAL LLC | 62,728 | 416,000 | 0.20% | ||
| 21 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 60,539 | 401,000 | 0.19% | ||
| 22 | Cambridge Investment Research Advisors, Inc. | 57,712 | 383,000 | 0.18% | ||
| 23 | Capital Investment Advisors, LLC | 51,879 | 344,000 | 0.16% | ||
| 24 | PROFICIO CAPITAL PARTNERS LLC | 48,950 | 324,000 | 0.15% | ||
| 25 | Raymond James Financial Services Advisors, Inc. | 41,154 | 273,000 | 0.13% | ||
| 26 | Clear Harbor Asset Management, LLC | 36,625 | 243,000 | 0.12% | ||
| 27 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 30,883 | 204,000 | 0.10% | ||
| 28 | People's United Financial, Inc. | 30,399 | 202,000 | 0.10% | ||
| 29 | WESBANCO BANK INC | 30,000 | 199,000 | 0.09% | ||
| 30 | PAYDEN & RYGEL | 28,900 | 192,000 | 0.09% | ||
| 31 | Point View Wealth Management, Inc. | 28,444 | 189,000 | 0.09% | ||
| 32 | PNC FINANCIAL SERVICES GROUP, INC. | 27,934 | 185,000 | 0.09% | ||
| 33 | Cetera Advisor Networks LLC | 26,897 | 179,000 | 0.08% | ||
| 34 | Commonwealth Equity Services, Inc | 21,641 | 143,000 | 0.07% | ||
| 35 | Texan Capital Management | 21,200 | 141,000 | 0.07% | ||
| 36 | STIFEL FINANCIAL CORP | 19,536 | 130,000 | 0.06% | ||
| 37 | ProVise Management Group, LLC | 19,410 | 129,000 | 0.06% | ||
| 38 | Sigma Planning Corp | 19,358 | 128,000 | 0.06% | ||
| 39 | Stratos Wealth Partners, LTD. | 18,705 | 124,000 | 0.06% | ||
| 40 | Yellowstone Partners, LLC | 14,623 | 97,000 | 0.05% | ||
| 41 | RAYMOND JAMES & ASSOCIATES | 13,089 | 87,000 | 0.04% | ||
| 42 | BANK HAPOALIM BM | 12,869 | 85,000 | 0.04% | PRN | |
| 43 | USCA RIA LLC | 12,100 | 80,000 | 0.04% | ||
| 44 | Aviance Capital Partners, LLC | 11,798 | 78,000 | 0.04% | ||
| 45 | Concert Wealth Management Inc. | 11,684 | 78,000 | 0.04% | ||
| 46 | WealthTrust Axiom LLC | 11,000 | 72,000 | 0.03% | ||
| 47 | Shaker Financial Services, LLC | 10,669 | 71,000 | 0.03% | ||
| 48 | Global X Management CO LLC | 7,041 | 47,000 | 0.02% | ||
| 49 | MSI Financial Services Inc | 5,300 | 35,000 | 0.02% | ||
| 50 | CITIGROUP INC | 4,996 | 33,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
