| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 544,998 | 7,063,000 | 20.43% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 472,223 | 6,120,000 | 17.70% | ||
| 3 | Fiera Capital Corp | 334,742 | 4,338,000 | 12.55% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 179,103 | 2,321,000 | 6.71% | ||
| 5 | Invesco Ltd. | 165,176 | 2,141,000 | 6.19% | ||
| 6 | WELLS FARGO & COMPANY/MN | 145,067 | 1,880,000 | 5.44% | ||
| 7 | ROYAL BANK OF CANADA | 118,766 | 1,539,000 | 4.45% | ||
| 8 | UBS Group AG | 117,545 | 1,523,000 | 4.40% | ||
| 9 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 98,775 | 1,259,000 | 3.64% | ||
| 10 | LPL Financial LLC | 63,154 | 820,000 | 2.37% | ||
| 11 | INFRASTRUCTURE CAPITAL ADVISORS, LLC | 53,843 | 698,000 | 2.02% | ||
| 12 | DEUTSCHE BANK AG\ | 45,227 | 586,000 | 1.69% | ||
| 13 | HighTower Advisors, LLC | 43,022 | 559,000 | 1.62% | ||
| 14 | SIT INVESTMENT ASSOCIATES INC | 42,800 | 555,000 | 1.61% | ||
| 15 | DOLIVER ADVISORS, LP | 41,834 | 542,000 | 1.57% | ||
| 16 | Private Advisor Group, LLC | 30,898 | 401,000 | 1.16% | ||
| 17 | SHUFRO ROSE & CO LLC | 30,000 | 389,000 | 1.12% | ||
| 18 | Raymond James Financial Services Advisors, Inc. | 27,153 | 352,000 | 1.02% | ||
| 19 | Horizon Kinetics LLC | 21,306 | 276,000 | 0.80% | ||
| 20 | IFP ADVISORS, INC | 16,676 | 216,000 | 0.62% | ||
| 21 | TIAA CREF TRUST CO FSB/MO | 16,121 | 209,000 | 0.60% | ||
| 22 | MML INVESTORS SERVICES, INC. | 14,637 | 190,000 | 0.55% | ||
| 23 | Advisory Services Network, LLC | 13,200 | 171,000 | 0.49% | ||
| 24 | CREDIT SUISSE AG/ | 12,200 | 158,000 | 0.46% | ||
| 25 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 5,886 | 76,000 | 0.22% | ||
| 26 | Creative Planning | 4,512 | 58,000 | 0.17% | ||
| 27 | THOMPSON SIEGEL & WALMSLEY LLC | 2,875 | 37,000 | 0.11% | ||
| 28 | People's United Financial, Inc. | 2,713 | 35,000 | 0.10% | ||
| 29 | STEWARD PARTNERS INVESTMENT ADVISORY, LLC | 2,270 | 29,000 | 0.08% | ||
| 30 | CITIGROUP INC | 1,715 | 22,000 | 0.06% | ||
| 31 | M&R CAPITAL MANAGEMENT INC | 1,200 | 15,000 | 0.04% | ||
| 32 | ISRAEL DISCOUNT BANK OF NEW YORK | 2 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
